COUNCIL OF Brussels, 12 March 2007
THE EUROPEAN UNION
7284/07 ADD 1
Interinstitutional File:
2006/0020 (COD)
STATIS 25 COMPET 71 CODEC 206
ADDENDUM TO THE "I" ITEM NOTE
from:
General Secretariat
to: Permanent Representavies Committee (Part 1)
No. Cion prop.: 6715/06 STATIS 17 COMPET 30 CODEC 181 - COM(2006)66 final
Subject: Proposal for a Regulation of the European Parliament and of the Council concerning structural business statistics (recast)
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-Approval of the compromise text with a view to agreement
Delegations will find attached a recast version of the consolidated Presidency compromise text on
the proposal mentioned above.
N.B. New text is indicated by underlining the insertion and including it within Council tags: ;
58/97 recast (adapted)
2006/0020 (COD)
Proposal for a
REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
concerning structural business statistics
(Text with EEA relevance)
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,
Having regard to the Treaty establishing the European Community, and in particular Article 213
285(1) thereof,
Having regard to the proposal from the Commission1,
Having regard to the opinion of the European Parliament,
Having regard to the opinion of the European Economic and Social Committee2,
(new)
(1) Council Regulation (EC, EURATOM) No 58/97 of 20 December 1996 concerning
structural business statistics1 has been substantially amended several times2. Since further
amendments are to be made, it should be recast in the interests of clarity.
(2) Regulation (EC, EURATOM) No 58/97 established a common framework for the
collection, compilation, transmission and evaluation of Community statistics on the
structure, activity, competitiveness and performance of businesses in the Community.
58/97 recital 1
(1) Whereas in its resolution of 14 November 1989 on internal trade in the context of the internal
market3 the Council requested the Commission in particular to improve trade statistics by
making them compatible with Community definitions and increasing, as far as necessary,
the supply of such statistics to the Statistical Office of the European Communities;
58/97 recital 2
(2) Whereas in Decision 92/326/EEC4 the Council adopted a two-year programme (1992 to 1993)
58/97 recital 3
(3) Whereas in its Directive 78/660/EEC of 25 July 1978 based on Article 54 (3) (g) of the
Treaty on the annual accounts of certain types of companies 1 the Council adopted
measures to improve the coordination of national provisions concerning the presentation
and content of annual accounts and annual reports, the valuation methods used therein and
their publication in respect of certain types of company.
58/97 recital 4
(4) Whereas the Community has, in the mean time, made substantial progress towards
integration. New economic, competition, social, environmental and enterprise policies and
guidelines call for initiatives and decisions based on valid statistics. The information
provided for under existing Community legislation or available in Member States is
insufficient, inadequate or insufficiently comparable to serve as a reliable basis for the
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(3) Decision No 2367/2002/EC of the European Parliament and the Council of 16 December
2002 on the Community statistical programme 2003 to 20071 adopted the programme to be
guided by the principal Community policy priorities of economic and monetary union,
European Union enlargement and competitiveness, regional policy, sustainable
development and the social agenda. Statistics on the economic activity of enterprises form
an essential part of this programme.
(4) The regulation should provide for the continuation of existing statistical support for
decisions in current policy areas and to satisfy the additional requirements arising from
new Community policy initiatives, and from the ongoing review of statistical priorities and
of the relevance of the statistics produced, with a view to making best use of available
resources and minimising response burden. Special attention should be paid to the
impact on business of EU energy and environmental policies, such as the Regulation of the
European Parliament and of the Council concerning the Registration, Evaluation,
Authorisation and Restriction of Chemicals (Reach), (7525/3/2006 C6-0268/2006
2003/0257(COD)). Co-operation and exchange of best practices between national
statistical institutes should be encouraged, in order to ensure a more efficient use of
58/97 recital 5
(5) Whereas by its Decision 93/379/EEC1 the Council adopted a multiannual programme of
Community measures to intensify the priority areas and to ensure the continuity and
consolidation of policy for enterprise, in particular small and medium-sized enterprises, in
the Community; whereas statistics are needed to assess the impact of the measures
undertaken to achieve the objectives laid down in the Decision, in particular to have
statistics which are comparable for businesses of all sectors, statistics on the national and
international subcontracting relations between businesses and improved statistics on small
and medium-sized enterprises; whereas these needs must not lead to the imposition of
unreasonably onerous reporting requirements on small and medium-sized enterprises;
58/97 recital 6
(6) Whereas in its Decision 93/464/EEC2 the Council adopted a framework programme for
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priority actions in the field of statistical information for 1993 to 1997;
58/97 recital 7
(7) Whereas there is a need for statistics on business conduct, in particular concerning
research, development and innovation, environmental protection, investment, eco-
industries, tourism and high-technology industries. The development of the Community
and the operation of the internal market increase the need for comparable data on the
structure of earnings of employees, the cost of labour and on training.
58/97 recital 8
(8) Whereas there is a need for complete and reliable statistical sources in order to enable a
correct application of Council Directive 89/130/EEC, Euratom of 13 February 1989 on the
harmonization of the compilation of the gross national product at market prices1.
58/97 recital 9
(9) Whereas the compilation of national and regional accounts according to the European
system of integrated economic accounts (ESA2) requires the development of comparable,
complete and reliable statistical sources.
58/97 recital 10
(10) Whereas there is a need for regional indicators and accounts.
58/97 recital 11
(11) Whereas, in order to carry out the tasks entrusted to it under the Treaties, especially with
regard to the internal market, the Commission must have exhaustive, up-to-date, reliable
and comparable information on the structure, activity, competitiveness and performance of
enterprises in the Community.
58/97 recital 12
(12) Whereas standardization is required to meet Community needs for information concerning
economic convergence.
58/97 recital 13
(13) Whereas businesses and their professional associations need such information in order to
understand their markets and to compare their activity and performance with those of their
58/97 recital 14
(14) Whereas the creation of common statistical standards that permit the production of
harmonized data is an action which can only be undertaken efficiently at Community level.
Such standards will be implemented in each Member State under the authority of the
bodies and institutions in charge of compiling official statistics.
58/97 recital 15
(15) Whereas the best method of ascertaining the structure, activity, competitiveness and
performance of enterprises in the Community consists in compiling statistics in accordance
with common methodological principles and common definitions of characteristics. It is
only from coordinated compilation that harmonized statistics can be drawn up with
reliability, speed, flexibility and the level of detail required to meet the needs of the
Commission and of enterprises.
58/97 recital 16
(16) Whereas the definition of kind-of-activity units (KAU)1 corresponds to one or more
operational subdivisions of the enterprise. For a KAU to be observable, the enterprise's
information system must be capable of indicating or calculating for each KAU at least the
value of production, intermediate consumption, manpower costs, the operating surplus and
employment and gross fixed capital formation. KAUs falling within a particular heading in
the statistical classification of economic activities in the European Community2 (NACE
REV. 1) can produce products outside the homogeneous group, on account of secondary
activities connected with them which cannot be separately identified from available
accounting documents. It can be concluded that the enterprise and the KAU are indentical
when it proves impossible for an enterprise to indicate or calculate information on all of
the variables listed in this recital for one or more operational subdivisions;
58/97 recital 17
(17) Whereas the statistical data compiled within a Community system must be of a satisfactory
quality and this quality, as well as the burden it entails, must be comparable from one
Member State to another. It is therefore necessary to establish jointly the criteria enabling
58/97 recital 18
(18) Whereas it is necessary to simplify the administrative procedures for enterprises,
particularly small and medium-sized enterprises, including the promotion of new
technologies for data collection and compilation of statistics. It may still be necessary to
collect directly from enterprises the data necessary to compile structural business statistics,
using methods and techniques which will ensure that they are exhaustive, reliable and up to
date, without giving rise for the parties concerned, in particular for small and medium-
sized enterprises, to a burden which is disproportionate in relation to the results which
users of the statistics can reasonably expect.
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(19) Whereas the signing of the General Agreement on Trade in Services (GATS) has led to a
substantial need for information on the size of the signatories' markets and their shares of
those markets for the purpose of managing and developing that Agreement;
58/97 recital 20
(20) It is necessary to have a legal framework common to all business activities and domains of
58/97 recital 21
(21) Whereas Directive No 64/475/EEC1 and Directive No 72/221/EEC2, which aimed to
provide a body of coherent statistics, have not been able to take account of economic and
technical changes that have occurred since their adoption and should therefore be repealed;
58/97 recital 22
(22) Whereas, in order to enable the rules for the collection and statistical processing of data
and for processing and transmission of the results to be clarified further, it is necessary to
confer on the Commission, assisted by the Statistical Programme Committee set up by
Decision 89/382/EEC, Euratom3, the power to adopt measures for the application of this
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(5) There is an increasing need for data on services, in particular business services. Statistics
are needed for the economic analysis and policy formulation on what is the most dynamic
sector of modern economies, especially, in terms of its potential for growth and
employment creation. The Lisbon European Council meeting in March 2000 highlighted
the importance of services. The measurement of turnover broken down to detailed service
products is a necessary prerequisite for a true understanding of the services' role in the
economy. The Stockholm European Council meeting in March 2001 concluded that the
creation of effectively functioning internal markets for services is one of Europe's highest
priorities. Statistics by detailed service products on cross-border trade are essential to the
monitoring of the functioning of internal markets for services, the evaluation of the
competitiveness of services and the assessment of the impact of barriers on trade in
service.
(6) There is a need for data on business demography, in particular as they are an element of the
Structural Indicators, established for monitoring the achievements concerning the goals set
by the Lisbon Strategy. In addition, harmonised data on business demography and their
respective impact on employment are necessary to substantiate policy recommendations
for the support of entrepreneurship.
(7) There is a need for a flexible tool within the statistical framework which can respond in a
quick and timely manner to emerging user needs resulting from the increasingly dynamic,
innovative and complex characteristics of the knowledge-based economy. Linking such ad
hoc data collections with the ongoing collection of Structural Business Statistics data
brings value added to the information gathered in both surveys and can reduce the total
burden on respondents by avoiding duplication of data collection.
(8) It is necessary to provide for a procedure for the adoption of measures for the
implementation of this Regulation in order to enable the rules for the collection and
statistical processing of data and for processing and transmission of the results to be
clarified further.
(9) The measures necessary for the implementation of this Regulation should be adopted in
accordance with Council Decision 1999/468/EC of 28 June 1999 laying down the
procedures for the exercise of implementing powers conferred on the Commission1.
9(a) In particular power should be conferred on the Commission to update the list of
characteristics in the Annexes, to set the frequency of the compilation of the statistics,
rules for submitting data as "contributions to European totals only" (CETO), the first
reference year for the compilation of statistics, to set the breakdown of results and the
classifications to be used and the combination of the size classes, to update the periods of
time for the transmission of data, to adapt the breakdown of activities and of products to
amendments or revisions of the NACE and the CPA, to adopt measures on the basis of the
evaluation of pilot studies, and to change the lower limit of the reference population in
Annex VIII. Since those measures are of general scope and are designed to amend non-
essential elements and supplement this Regulation by the addition of new non essential
elements, they should be adopted in accordance with the regulatory procedure with
scrutiny laid down to in Article 5a of Decision 1999/468/EC.
[...]
(10) [...] Since the objectives of this Regulation [...] , namely to provide
harmonised data on the structure, activity, competitiveness and performance of businesses
in the Community, cannot be sufficiently achieved by the Member States and can therefore
[...] be better achieved at Community level, the Community may adopt measures, in
accordance with the principle of subsidiarity as set out in Article 5 of the Treaty. In
accordance with the principle of proportionality, as set out in that Article, this Regulation
does not go beyond what is necessary in order to achieve those objectives.
58/97 (adapted)
HAVE ADOPTED THIS REGULATION:
Article 1
Subject matter
The objective of tThis Regulation shall be to establish establishes a common framework for
the collection, compilation, transmission and evaluation of Community statistics on the structure,
activity, competitiveness and performance of businesses in the Community.
Article 2
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The compilation of statistics shall have as its purpose, in particular, to analyse:
(i)(a) the structure and evolution of the activities of businesses;
(ii)(b) the factors of production used and other elements allowing business activity, performance
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(vi)(f) specific characteristics of enterprises related to particular groupings breakdown of
activities.
Article 2 3
Scope
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1.This Regulation shall cover all market activities in Sections B [...] to N
[...] and P [...] to S [...] of the statistical classification of economic
activities in the European Community (NACE [...] Rev. 2 [...] ).
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2.Statistical units of the types listed in Section I of the Annex to Council Regulation (EEC) No
696/931 on the statistical units for the observation and analysis of the production system in the
European Community and which are classified under one of the activities referred to in paragraph 1
shall be included in the scope of this Regulation. The use of particular units for the compilation of
statistics is shall be specified in the Annexes to this Regulation.
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2.The modules in this Regulation shall be:
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(a) a common module for annual structural statistics , as defined in Annex I 1,;
(b) a detailed module for structural statistics in industry , as defined in Annex II
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2,;
(c) a detailed module for structural statistics in trade , as defined in Annex III
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3,;
(d) a detailed module for structural statistics in construction , as defined in Annex
IV 4;
410/98 (adapted)
(e) a detailed module for structural statistics in insurance , as defined in Annex
(g) a detailed module for structural statistics on pension funds , as defined in Annex
VII 7.;
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(h) a detailed module for structural statistics on business services, as defined in Annex VIII;
(i) a detailed module for structural statistics on business demography, as defined in Annex IX;
(j) a flexible module for the conduct of a [...] specific, limited ad hoc data
collection of enterprise characteristics.
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2.3. The following information shall be laid down in each module:
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(i)(a) the activities for which the statistics are to be compiled, drawn from the coverage indicated
(iii)(c) lists of characteristics for which statistics are to be compiled for the areas referred
to domains listed in Article 1 2 and the reference periods for those
characteristics;
(iv) a list of statistics to be compiled on business demography;
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(v)(d) the frequency for the compilation of the statistics, which shall be yearly or multi-yearly. If
the compilation is multi-yearly, it shall be done at least once every 10 years;
(vi)(e) the timetable showing the first reference years for the statistics to be compiled;
(vii)(f) the standards relating to representativeness and quality evaluation;
(viii)(g) the period of time from the end of the reference period within which the statistics are to be
transmitted;
(ix)(h) the maximum length of the transitional period which may be conceded.
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4.[...] The use of the flexible module referred to in point (j) of the second paragraph shall
be planned in close co-operation with Member States. Its scope, the list of characteristics, reference
period, activities to be covered and the quality requirements shall be decided by the Commission in
accordance with the regulatory procedure referred to in Article 12 (2) at least 12 months before the
beginning of the reference period. The Commission shall also specify the need for the information
and the impact of the data collection on the burden on business and the costs for the Member
States.
[...] In order to limit the burden on businesses and the costs for data collection by Member
States, the size of the data collection shall be restricted to a maximum of 20 enterprise
characteristics or questions, to a maximum of 25000 respondent enterprises across Europe, and to a
maximum individual estimated respondent effort of 1.5 hours on average. The number of ad hoc
data collections shall be restricted to at most one per calendar year. Ad-hoc data collections shall
comprise a representative composition of Member States. When only results at the European level
are needed, the Commission may set up a European sampling approach to ensure a minimum
burden and costs.
The costs of [...] ad-hoc data collection may be co-financed by the Commission using
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Article 4
Pilot studies
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1.A series of pilot studies shall be instituted by the Commission and carried out by Member States
on a voluntary basis as specified in the Annexes. The Commission shall award grants to
national authorities within the meaning of Article 2 of Council Regulation (EC) No 322/971,
following a Call for Proposals.
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2.The pilot studies shall be carried out in order to assess the relevance and feasibility of obtaining
data. The results of the pilot studies shall be evaluated by the Commission, taking into account the
benefits of the availability of the data in relation to the cost of collection and the burden on
businesses.
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3.The Commission shall inform the European Parliament and the Council of the results of pilot
studies.
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4.The measures, designed to modify non-essential elements of this Regulation by supplementing
them, on the basis of the evaluation of the pilot studies, [...] shall be adopted
58/97 (adapted)
Article 5 6
Acquisition of data
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1.Member States shall acquire the necessary data for the observation of the characteristics in the
lists referred to in the modules in Article 3 5.
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2.Member States may acquire the necessary data using a combination of the different
sources specified below, applying the principle of administrative simplification:
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(a) compulsory surveys: the legal units, to which the statistical units called on by the Member
States belong or of which they are composed, shall be obliged to give accurate and
complete information within the prescribed deadlines,
(b) other sources which are at least equivalent as regards accuracy and quality,
(c) statistical estimation procedures where some of the characteristics have not been observed
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3.In order to reduce response burdens, the national authorities and the Community authority shall,
under the limits and the conditions fixed by each Member State and by the Commission in their
respective spheres of competence, have access to administrative data sources covering the fields of
activity of their own public administrations to the extent that these data are necessary to meet the
accuracy requirements referred to in Article 6 7. In addition, wherever feasible,
appropriate administrative data shall be used to meet the reporting requirements of this
Regulation.
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4.Member States and the Commission, within their respective fields of competence, shall promote
the conditions for increased use of electronic data transmission and automatic data-processing.
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Article 6 7
Accuracy
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1.Member States shall take the necessary measures to ensure that the data transmitted reflect the
structure of the population of the statistical units laid down in the Annexes.
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2.Quality evaluation shall be carried out comparing the benefits of the availability of the data with
the costs of collection and the burden on business, especially on small enterprises.
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3.Member States shall transmit to the Commission, at its request, all the information necessary for
the evaluation referred to in paragraph 2.
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Council
Article 7 8
Comparability
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1.From the collected and estimated data Member States shall produce comparable results,
following the breakdown stipulated for each module in Article 3 5 and the respective
Annexes.
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2.In order that Community aggregates may be compiled, Member States will shall produce
component national results according to the levels of NACE Rev. [...] 2
[...] , laid down [...] in the Annexes, or determined in accordance with the
regulatory procedure with scrutiny laid down referred to in Article 12 13
Article 8 9
Transmission of results
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1.Member States shall transmit the results provided for in Article 7 8 of this Regulation,
including confidential data, to the Statistical Office of the European Communities in accordance
with the existing Community provisions on transmission of data subject to statistical
confidentiality , in particular Council Regulation (EURATOM, EEC) No 1588/901 . These
Community provisions shall apply to the treatment of the results, in so far as they include
confidential data.
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2.The results shall be transmitted in an appropriate technical format, and within a period of time
from the end of the reference period which shall be laid down in accordance with the
regulatory procedure with scrutiny referred to in Article 12 (2 a ) for [...]
the modules a - h and j referred to in Article 3 5 and shall be no longer than 18 months.
For module i referred to in Article 3(2) the period of time shall be no longer than 30 months or
18 months as laid down in Annex IX. In addition, a small number of estimated preliminary
results shall be transmitted within a period of time from the end of the reference period which shall
be laid down in accordance with that procedure for [...] modules a - g referred to
in Article 3 [...] ( 2 ) and shall be no longer than 10 months. For module i
referred to in Article 3(2) the period of time for preliminary results shall be no longer than 18
[...]
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3.In order to minimise the burden on businesses and the costs of national statistical authorities,
the Member States may mark data for use as a contribution to European totals only ("CETO flag").
Eurostat will not publish these data and the Member States shall not flag nationally published data
as CETO. The criteria on the use of the CETO flag is based on the individual Member State's share
of the EU total of value added in the business economy.
(a) Germany, France, Italy, and United Kingdom: CETO flagged data may be sent for class level of
NACE and for the size class breakdown at group level. No more than 15 per cent of the cells may
be marked.
(b) Belgium, Denmark, Spain, Greece, Ireland, The Netherlands, Austria, Poland, Portugal, Finland
and Sweden: CETO flagged data may be sent for class level of NACE and for the size class
breakdown at group level. No more than 25 per cent of the cells may be marked. In addition, if in a
Member State of this group the share of a NACE class or of a size class of NACE group is less than
0.1 per cent of the business economy of the Member State concerned, these data may additionally
be sent as CETO flagged.
(c) Bulgaria, Czech Republic, Estonia, Cyprus, Hungary, Latvia, Lithuania, Luxembourg, Malta,
Romania, Slovenia, and Slovakia: CETO flagged data may be sent for group and class level of
NACE and for the size class breakdown at group level. No more than 25 per cent of the cells at
The measures designed to modify non-essential elements of this Regulation concerning the
reviewing the rules for the CETO flag and the grouping of countries shall be adopted in accordance
with the regulatory procedure with scrutiny referred to in Article 12 (2a) five years after entry into
force of this Regulation and every five years thereafter.
Article 9 10
Information on implementation
Member States shall transmit to the Commission, at its request, any relevant information with
regard to the implementation of the Regulation in the Member States.
Article 10 11
Transitional periods
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1.During the transitional periods, derogations from the provisions of the Annexes may be accepted
granted in accordance with the regulatory procedure referred to in Article 12 (2) in so
far as the national statistical systems require major adaptations.
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2.A supplementary transitional period Supplementary transitional periods may be
granted accorded to a Member State for the compilation of statistics where it is impossible
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3.The obligations under this Regulation shall be fully applied by Member States by the end of the
transitional periods.
Article 11 12
Implementing measures
The Commission shall determine, under the procedure laid down in Article 13, [...]
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1.The following measures necessary for implementation of this Regulation shall be adopted in
accordance with the regulatory procedure referred to in Article 12(2):
[...]
(a) [...] (iii) the definitions of the characteristics and their relevance for certain
activities (Article 3 and Annex I, Section 4, paragraph [...] 2 4);
(b) [...] (iv) the definition of the reference period (Article 3 4);
[...]
(c) [...] (viii) the appropriate technical format for the transmission of results
(Article 8 and Annex I, Section 9, paragraph 2) [...] ;
(e) [...] the list of characteristics to be transmitted using NACE Rev. 1.1. for the year
2008 and the details regarding the production of results (Annex I, Section 9 paragraph
3)
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[...]
(f) [...] (l) use of the flexible module [...] referred to in Article s 3 (2) j
and 3(4) ;
(g) [...] (m) the procedures to be followed in relation to the ad hoc data collections
referred to in Annex II, Section 4 [...] paragraphs 3 and 4 , Annex III,
Section 3, paragraph 3, and Annex IV, Section 3, paragraph 3.
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2.The following measures necessary for implementation of this Regulation, designed to
amend non-essential elements of this Regulation including by supplementing it, shall be
adopted in accordance with the regulatory procedure with scrutiny referred to in Article
(a)(i) the updating of the lists of characteristics, statistics on business demography and
preliminary results in so far as such updating, after a quantitative assessment, does not
imply an increase in the number of units surveyed nor a burden on the units which is
disproportionate to the anticipated results (Articles 4 [...] and 8 9
and Annex I, Section 6, Annex III, Section 6, Annex IV, Section 6, [...] );
(b)(ii) the frequency of the compilation of the statistics (Article 3 [...] 4);
[...]
(c) the rules for flagging data as contribution to European totals only (Article 8(3));
(d) [...] (v) the first reference year for the compilation of the [...] results
(Article 8 and Annex I, Section 5 9);
[...]
(e) [...] vii) the breakdown of results, in particular the classifications to be used
and the combinations of the size classes (Article 7 and Annex VIII, Section 4,
paragraphs 2 and 3, [...] Annex IX, Section 8, paragraphs 2 and 3 8) , and
Annex IX, Section 10 ;
[...]
(f) [...] ix) the updating of the periods of time for the transmission of data (Article 8
(g) [...] the adaptation of the breakdown of activities to amendments or revisions of
the NACE and of the breakdowns of products to amendments or revisions of the
CPA;
(h) measures adopted on the basis of the evaluation of pilot studies (Article 4 (4));
(i) changing the limit for reference populations (Annex VIII, Section 3).
(j) [...] (vi) criteria for the evaluation of quality (Article 7 6 and Annex I,
Section 6, [...] Annex II, Section 6 ) Annex III, Section 6 and Annex IV,
Section 6 ;
1882/2003 Art. 3 and Annex III pt.
69 (adapted)
Article 12 13
Committee
1882/2003 Art. 3 and Annex III pt.
1882/2003 Art. 3 and Annex III pt.
69 (adapted)
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2.Where reference is made to this paragraph Article, Articles 5 and 7 of Decision
1999/468/EC1 shall apply, having regard to the provisions of Article 8 thereof.
2a. Where reference is made to this paragraph, Articles 5a (1) to (4) and 7 of Decision
1999/468/EC11 shall apply, having regard to the provisions of Article 8 thereof.
1882/2003 Art. 3 and Annex III pt.
69
The period laid down in Article 5(6) of Decision 1999/468/EC shall be set at three months.
58/97 (adapted)
Article 13 14
Report
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1.The Commission shall, within three years of the date of entry into force of this Regulation and
again every three years thereafter, submit a report to the European Parliament and the Council on
the statistics compiled pursuant to this Regulation and in particular on their quality and the burden
on business.
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2.In the reports referred to in paragraph 1, the Commission shall propose any amendments it
considers necessary.
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Article 15
Directives 64/475/EEC and 72/221/EEC shall cease to apply after the transmission of all the data
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Article 14
Repeal and transitional provisions
Regulation (EC, EURATOM) No 58/97 is repealed. Articles 11 and 20 and Annex II of
Regulation (EC) No 1893/2006 of the European Parliament and of the Council of 20 December
2006 establishing the statistical classification of economic activities NACE Revision 2 and
amending Council Regulation (EEC) N° 3037/90 as well as certain EC Regulations on specific
statistical domains are repealed.1
References to the repealed Regulation shall be construed as references to this regulation from
reference year 2008 onwards and shall be read in accordance with the correlation table in Annex
XI.
The provisions of Regulation (EC, EURATOM) No 58/97 shall continue to apply as regards the
collection, compilation and transmission of data for reference years up to and including 2007.
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Article 15 16
Entry into force
This Regulation shall enter into force on the 20th twentieth day following that of its
publication in the Official Journal of the European Communities Union .
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This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, [...]
For the European Parliament For the Council
The President The President
58/97 (adapted)
ANNEX I 1
A COMMON MODULE FOR ANNUAL STRUCTURAL STATISTICS
SECTION 1
Aims
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on the structure, activity, competitiveness and
performance of business in the Member States.
SECTION 2
Scope
The statistics to be compiled relate to the domains referred to in Article 1 2 (i)(a), (ii)(b),
and (iii)(c) and (e) of this Regulation, in particular to the analysis of value-added and of its
SECTION 4
Characteristics
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1.The lists of characteristics set out below indicate, where relevant, the type of statistical unit
for which the statistics are to be compiled.
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2.The Commission will, in accordance with the procedure laid down in Article 13 of this
Regulation, lay down tThe corresponding titles of the characteristics for which the
statistics are to be compiled on activities in Section K [...] of NACE Rev.
2 [...] which correspond most closely to those listed in paragraphs 3 to 5
shall be laid down in accordance with the regulatory procedure referred to in
Article 12 (2) of this Regulation .
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Code Title Comment
Structural data
11 11 0 Number of enterprises
11 21 0 Number of local units
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1614/2002 Art. 1 and Annex I pt.1
(adapted)
new
Council
Code Title
Accounting data Comment
12 11 0 Turnover
12 12 0 Production value
12 15 0 Value-added at factor cost
12 17 0 Gross operating surplus
13 11 0 Total purchases of goods and services
13 12 0 Purchases of goods and services purchased for resale in the same condition as received
13 13 1 Payments for agency workers
13 31 0 Personnel costs
13 32 0 Wages and salaries
58/97
-
5.Characteristics for which yearly regional statistics are to be compiled:
58/97 (adapted)
Code Title Comment
Accounting data
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible goods Optional
Data on employment
16 11 0 Number of persons employed
58/97
SECTION 5
First reference year
58/97 (adapted)
1 2056/2002 Art. 2 pt.1
new
Council
The first reference year for which statistics are [...] compiled is the calendar year [...]
2008 [...] Data shall be compiled according to the breakdown of Section
9.
1 However the first reference year for which statistics on the activity classes covered by the
NACE Rev. [...] 2 [...] group s 64.2, 64.3 and 64.9 and division 66
[...] are to be compiled, shall be decided in accordance with the regulatory procedure
with scrutiny referred to laid down in Article 12 13 (2 a ) of this
58/97 (adapted)
new
Council
SECTION 6
Report on the quality of statistics
For each of the key characteristics listed in Section 4, point 4, Member States shall
will indicate the degree of precision by reference to a confidence level of 95%, which the
Commission shall will include in the report provided for in Article 13 14 of this
Regulation, taking account of the application in each Member States of that Article. The key
characteristics shall be laid down in accordance with the regulatory procedure with
scrutiny referred to in Article 12 (2 a ) of this Regulation.
58/97 (adapted)
Council
SECTION 7
-
2.[...] Some results are also to be broken down into size classes for each group of
the activities covered in Section 9.
-
3.The results of the regional statistics are to be broken down to NACE Rev. [...]
[...] 2 2-digit level (divisions) and level II of the nomenclature of
2056/2002 Art. 2 pt. 2 (adapted)
Council
SECTION 8
Transmission of results
-
1.The results are to be transmitted within 18 months of the end of the calendar year of the reference
period, except for the NACE Rev. [...] 2 [...] activity class 64.11
[...] and the activities of NACE Rev. [...] 2 [...] covered by Annexes
V, VI and VII 5, 6 and 7. For the NACE Rev. [...] 2 [...] activity
class 64.11 [...] the transmission delay is 10 months. For the activities covered by
Annexes V, VI and VII 5, 6 and 7 the transmission delay is laid down in these Annexes.
However the transmission delay of the results on the activity classes covered by the NACE Rev.
[...] 2 [...] groups 64.2, 64.3 and 64.9 and division 66 [...] shall
be decided in accordance with the regulatory procedure with scrutiny referred to
laid down in Article 12 13 (2 a ) of this Regulation.
-
2.Except for the divisions [...] 64 and 65 [...] of NACE Rev. [...]
2 [...] , preliminary national results or estimates are transmitted within 10
months of the end of the calendar year of the reference period for the enterprise statistics compiled
Code Title
Accounting data
12 11 0 Turnover
Data on employment
16 11 0 Number of persons employed
2056/2002 Art. 2 pt. 2 (adapted)
Council
These preliminary results or estimates are to be broken down to NACE Rev. 2 [...]
[...] three-digit level (group) [...] . For the division 66 [...] of NACE
Rev. 2 [...] , the transmission of preliminary results or estimates shall be decided in
accordance with the regulatory procedure with scrutiny referred to laid down in Article
12 13 (2 a ) of this Regulation.
58/97 (adapted)
(new)
Council
-
1.To enable Community statistics to be compiled, Member States shall transmit Ffrom
reference year [...] 2008 onwards [...] component national results broken down
to the classes of NACE Rev.2 for Sections B to N and division 95 . [...]
[...]
-
2.Without prejudice to Article 3(1) of this Regulation, Member States shall transmit to the
Commission structural business statistics referring to the reference year 2008 according to both
NACE Rev.1.1 and NACE Rev. 2.
The list of characteristics to be transmitted using the NACE Rev.1.1 classification and the details
regarding the production of the results shall be decided in accordance with the regulatory procedure
laid down in Article 12(2) of this Regulation.
SECTION 10
Reports and pilot studies
58/97 (adapted)
1 2056/2002 Art. 2 pt. 4
new
Council
-
1.A series of pilot studies for activities under Sections P to R and divisions 94 to 96 of
Section S [...] of NACE Rev. 2 [...] shall be instituted by the
Commission to test the feasibility of covering market [...] activities in these Sections.
[...]
1 Member States will provide the Commission with a report relating to the
definition, structure and availability of information on statistical units which are classified
under Sections M to O of NACE REV. 1. The Commission will, in accordance with the
procedure laid down in Article 13 of this Regulation, institute a series of pilot studies for
these activities to be completed by Member States for the 1998 reference year at the latest.
These pilot studies will be carried out in order to assess the feasibility of collecting the data
58/97
-
2.For the activities listed in Section 9, Member States will provide the Commission with a
report relating to the availability of the necessary data for the compilation of results for the
following characteristics:
Code Title Comment
12 18 0 Financial surplus Legal persons only
14 11 0 Turnover from intra-Community deliveries of goods and services
14 12 0 Turnover from extra-Community exports of goods and services
14 21 0 Intra-Community acquisitions of goods and services
14 22 0 Extra-Community imports of goods and services
15 11 0 Gross investment in tangible goods For regional data only
58/97 (adapted)
new
Council
-
2.The Commission shall will, in accordance with the procedure laid down in Article
13 of this Regulation, institute a series of pilot studies for characteristics relating to
financial accounts, intangible investments , [...] forms for organising the
production system and comparability between structural business statistics and labour
market and productivity statistics . these characteristics to be completed by Member
States for the 1998 reference year at the latest These pilot studies shall be adapted to the
specificities of the sectors will be carried out in order to assess the feasibility of
collecting the data necessary for the compilation of results for this breakdown, taking into
account the benefits of the data in relation to the costs of collection and the burden on
58/97 (new)
-
3.For sections G to K of NACE REV. 1, Member States will provide the Commission with a
report relating to the availability of the necessary data for the breakdown of results
according to the existence or otherwise of a majority control by non-resident enterprises as
defined in the GATS. The Commission will, in accordance with the procedure laid down in
Article 13 of this Regulation, institute a series of pilot studies for this breakdown to be
completed for the 1998 reference year at the latest. These pilot studies will be carried out
in order to assess the feasibility of collecting the data necessary for the compilation of
results for this breakdown, taking into account the benefits of the data in relation to the
costs of collection and the burden on business.
58/97 (new)
-
4.The Commission will inform the Council of the possibilities of compiling statistics for the
activities, characteristics and breakdowns listed in paragraphs 1, 2 and 3 and will include a
recommendation on the addition of some or all of these activities, characteristics and
breakdowns to the lists in Sections 4, 7 and 9.
58/97 (adapted)
Council
SECTION 11
Transitional period
[...] For the compilation of statistics on characteristics 12 17 0, 13 13 1 and 16 14 0 , the
transitional period shall will not extend more than [...] two years beyond the first
reference year (2008) [...] indicated in Section 5.
58/97 (adapted)
ANNEX II2
A DETAILED MODULE FOR STRUCTURAL STATISTICS IN INDUSTRY
SECTION 1
Aims
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on the structure, activity, competitiveness and
performance of the industry sector.
SECTION 2
Scope
The statistics to be compiled relate to the domains referred to in Article 1 2 (a)(i), (b)(ii),
(c)(iii), (d)(iv) and (e)(v) of this Regulation, in particular to:
-
-a central list of statistics for a detailed analysis of the structure, activity, performance and
competitiveness of industrial activities,
58/97 (adapted)
Council
SECTION 3
Coverage
The statistics are to be compiled for all activities classified within the coverage of Sections B,
C, D and E of NACE Rev. [...] 2 . [...] . These sections cover the activities
of mining and quarrying ( B [...] ), manufacturing ( C) [...] electricity, gas
, steam and air conditioning supply (D) and water supply sewerage, waste management and
remediation activities (E). Enterprise statistics shall will relate to the population of all
enterprises classified according to their main activity in Sections B, C, D and E.
58/97
SECTION 4
Characteristics
58/97 (adapted)
new
Code Title Comment
Structural data
11 11 0 Number of enterprises
11 12 0 Number of births of enterprises
11 13 0 Number of deaths of enterprises
11 21 0 Number of local units
11 31 0 Number of kind of activity units
58/97
58/97 (adapted)
1 1614/2002 Art. 1 and Annex I pt.
2(a)
2 2056/2002 Art. 3 pt. 1
new
Council
Code Title Comment
Accounting data
12 11 0 Turnover
12 12 0 Production value
12 13 0 Gross margin on goods for resale
12 15 0 Value-added at factor cost
12 17 0 Gross operating surplus
13 11 0 Total purchases of goods and services
13 12 0 Purchases of goods and services purchased for resale in the same condition as received
13 13 1 Payments for agency workers
Code Title Comment
13 21 3 Change in stocks of finished products and work in progress manufactured by the unit
13 32 0 Wages and salaries
13 33 0 Social security costs
13 41 1 Payments for long-term rental and operational leasing of goods
Data relating to capital account
15 11 0 Gross investment in tangible goods
15 12 0 Gross investment in land
15 13 0 Gross investment in existing buildings and structures
15 14 0 Gross investment in construction and alteration of buildings
15 15 0 Gross investment in machinery and equipment
15 21 0 Sales of tangible investment goods
15 31 0 Value of tangible goods acquired through financial leasing
Data on employment
16 11 0 Number of persons employed
Code Title Comment
Breakdown of turnover by type of activity
1 18 11 0
1 Turnover from the principal activity at the NACE Rev.
2 [...] [...] three digit-level
18 12 0 Turnover from industrial activities
18 15 0 Turnover from service activities
18 16 0 Turnover from trading activities of purchase and resale and from intermediary activities
Purchases of energy products
20 11 0 Purchases of energy products (in value) Section s
D and
E
excluded
Environmental data
21 11 0 Investment in equipment and plant for pollution control, and special anti-pollution accessories (mainly end-of-pipe equipment).*
2 21 12 0
2 Investment in equipment and plant linked to cleaner
technology (integrated technology)*
22 11 0 Total intramural R&D expenditure1
22 12 0 Total number of R&D personnel2
-
*If the total amount of the turnover or the number of persons employed in a division of NACE Rev.
2 . [...] Sections B [...] to E represent, in a Member State, less than
1 % of the Community total, the information necessary for the compilation of statistics relating to
characteristics 21 11 0 and 21 12 0 22 11 0 and 22 12 0 need not be collected for the
purposes of this Regulation. If necessary for Community policy requirements, the Commission
may, in accordance with the regulatory procedure referred to laid down in Article 13
12 (2) of this Regulation, request ad hoc collection of these data.
1614/2002 Art. 1 and Annex I pt.
2(b) (adapted)
1 2056/2002 Art. 3 pt. 3
new
Council
-
4.Enterprise characteristics for which multi-yearly statistics are to be compiled:
Code Title Comment
Data relating to capital account
15 42 0 Gross investment in concessions, patents, licences, trade marks and similar rights
15 44 1 Investment in purchased software
Code Title Comment
Breakdown of turnover by type of activity
18 12 0 Turnover from industrial activities
18 15 0 Turnover from service activities
18 16 0 Turnover from trading activities of
purchase and resale and from intermediary activities
Purchases of energy products
20 11 1 Purchases of solid fuels (in value) Section E excluded
20 11 2 Purchases of petroleum products (in value) Section E excluded
20 11 3 Purchases of natural and derived gas (in value) Section E excluded
20 11 4 Purchases of renewable energy sources (in value) Section E excluded
20 11 5 Purchases of heat (in value) Section E excluded
20 11 6 Purchases of electricity (in value) Section E excluded
Code Title Comment
Environmental data
1 21 14 0
1 Total current expenditure on
environmental protection*
Subcontracting
23 11 0 Payments to subcontractors
-
*If the total amount of the turnover or the number of persons employed in a division of NACE Rev.
2 . [...] Sections B to E represent, in a Member State, less than 1 % of the
Community total, the information necessary for the compilation of statistics relating to
characteristic 21 14 0 need not be collected for the purposes of this Regulation. If necessary for
Community policy requirements, the Commission may, in accordance with the regulatory
procedure referred to laid down in Article 13 12 (2) of this Regulation, request ad
58/97 (adapted)
Council
-
5.Characteristics for which yearly regional statistics are to be compiled:
Code Title Comment
Accounting data
13 32 0 Wages and salaries
[...]
[...] [...]
Data on employment
16 11 0 Number of persons employed
Code Title Comment
Accounting data
12 11 0 Turnover
12 12 0 Production value
13 32 0 Wages and salaries
Data relating to the capital account
15 11 0 Gross investment in tangible
goods
Data on employment
16 11 0 Number of persons employed
58/97
Council
SECTION 5
First reference year
-
1.The first reference year for which yearly statistics are [...] compiled is the calendar
year 2008 [...] . The first reference years for the statistics to be compiled with a
multi-yearly frequency are specified below for the codes under which the characteristics
are listed:
58/97 (adapted)
new
Council
Calendar year Code
2009 [...] 20 21 0 to 20 31 015 42 0 and 15 44 1
and 15 44 2
2008 [...] 23 11 0
2000 16 13 5
2008 18 12 0, 18 15 0 and 18 16 0
58/97
-
2.Multi-yearly statistics are to be compiled at least every five years.
2056/2002 Art. 3 pt. 5
Council
-
3.The first reference year for which statistics on characteristics [...] 21 14 0 are to be
compiled is the calendar year 2010 [...] .
-
4.[...] The statistics on characteristic 21 14 0 are to be compiled every three years.
58/97 (adapted)
Council
SECTION 6
Report on the quality of statistics
For each key characteristic Member States shall will indicate the degree of precision by
reference to a confidence level of 95% which the Commission shall will include in the
SECTION 7
Production of results
1614/2002 Art. 1 and Annex I pt. 2(c)
(adapted)
new
Council
-
1.The results for the statistics, except for characteristics 18 11 0, 18 12 0, 18 15 0 and
18 16 0 20 11 1, 20 11 2, 20 11 3, 20 11 4, 20 11 5, 20 11 6, 22 11 0 and 22 12 0 are to
be broken down to the NACE Rev. 2 . [...] 4-digit level (class).
The characteristics 18 11 0, 18 12 0, 18 15 0 and 18 16 0 20 11 1, 20 11 2, 20 11 3,
20 11 4, 20 11 5, 20 11 6, 22 11 0 and 22 12 0 are to be broken down to the NACE Rev.
2 . [...] 3-digit level (group).
58/97 (adapted)
Council
1614/2002 Art. 1 and Annex I pt. 2(c)
---
58/97 (adapted)
Council
-
34.The results for the statistics compiled from kind-of-activity units are to be broken down to
the NACE Rev. 2 [...] 4-digit level (class).
-
45.The results for the regional statistics are simultaneously to be broken down to the NACE
Rev. 2 [...] 2-digit level (division) and level II of the nomenclature of
territorial units (NUTS).
2056/2002 Art. 3 pt. 6 (adapted)
Council
-
56.The results for characteristics 21 11 0, 21 12 0 and 21 14 0, are to be broken down to the
NACE Rev. 2 [...] 2-digit level (division).
2056/2002 Art. 3 pt. 7 (adapted)
Council
-
67.The results for characteristics 21 11 0, 21 12 0 and 21 14 0, are to be broken down to the
following environmental domains: protection of ambient air and climate, wastewater
management, waste management and other environmental protection activities. The results
for the environmental domains shall be broken down to NACE Rev. 2
[...] 2-digit level (division).
58/97
SECTION 8
Transmission of results
The results are to be transmitted within 18 months of the end of the calendar year of the reference
period.
Preliminary national results or estimates are transmitted within 10 months of the end of the calendar
year of the reference period for the enterprise statistics referred to in Section 4 (3) compiled for the
58/97 (adapted)
Council
Code Title
Structural data
11 11 0 (Number of enterprises)
Data relating to the capital account
12 11 0 (Turnover)
12 12 0 (Production value)
13 11 0 (Total purchases of goods and services)
13 32 0 (Wages and salaries)
15 11 0 (Gross investment in tangible goods)
Data on employment
16 11 0 (Number of persons employed)
These preliminary results are to be broken down to the NACE Rev. 2 [...] 3-digit
58/97 (adapted)
Council
SECTION 9
Reports and pilot studies
Member States shall will provide the Commission with a report relating to the availability of
the necessary data for the compilation of results for the [...] characteristic [...] .
58/97 (adapted)
Council
Code Title Comment
12 16 0 Income from ordinary activities Legal persons only
12 18 0 Financial surplus Legal persons only
12 19 0 Gross ordinary surplus Legal persons only
12 20 0 Profit or loss for the year Legal persons only
14 11 0 Turnover from intra-Community deliveries of goods and services
Code Title Comment
14 21 0 Intra-Community acquisitions of goods and services
14 22 0 Extra-Community imports of goods and services
15 43 0 Marketing expenditure
15 61 0 Purchases of shares and participating interests Legal persons only
15 62 0 Sales of shares and participating interests Legal persons only
Environmental data
21 11 0 Investment in equipment and Specific breakdown on
plant for pollution control, and special anti-pollution accessories (mainly end- of-pipe equipment) compliance with the Kyoto Protocol
21 12 0 Investment in equipment and plant Specific breakdown on
linked to cleaner technology («integrated technology») compliance with the Kyoto Protocol
21 14 0 Total current expenditure on Specific breakdown on
environmental protection expenditure arising from the implementation of EU environmental policy
58/97 (new)
A series of pilot studies for these characteristics shall be instituted by the Commission. The
Commission will, in accordance with the procedure laid down in Article 13 of this Regulation,
institute a series of pilot studies for these characteristics to be completed by the Member States for
the 1998 reference year at the latest. These pilot studies will be carried out in order to assess the
feasibility of collecting the data necessary for the compilation of results for these characteristics,
taking into account the benefits of the availability of the data in relation to the cost of collection and
the burden on business. The Commission will inform the Council of the possibilities of compiling
statistics for the characteristics and will submit a recommendation on the addition of some or all of
these characteristics to the lists in Section 4.
58/97 (adapted)
1 2056/2002 Art. 3 pt. 9
Council
SECTION 10
Transitional period
[...] For the compilation of statistics on characteristics 21 12 0 and 21 14 0 [...]
58/97 (adapted)
ANNEX III 3
A DETAILED MODULE FOR STRUCTURAL STATISTICS ON DISTRIBUTIVE
TRADES
SECTION 1
Aims
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on the structure, activity, competitiveness and
performance of the distributive trade sector.
SECTION 2
Scope
The statistics to be compiled relate to the domains referred to in Article 1 2 (a)(i), (b)(ii),
(c)(iii), and (d)(vi) and (e) of this Regulation, in particular to:
SECTION 3
Coverage
58/97 (adapted)
Council
-
1.The statistics are to be compiled for all activities within the coverage of Section G of
NACE Rev. 2 [...] . This sector covers the activities of wholesale and
retail trade; repair of motor vehicles and motorcycles [...] . Enterprise statistics
refer to the population of all enterprises whose main activity is classified in Section G.
-
2.If the total amount of the turnover and the number of persons employed in a division of
NACE Rev. 2 [...] Section G normally represent, in a Member State,
less than 1 % of the Community total, the information laid down in this Annex which is not
in Annex I 1 need not be collected for the purposes of the Regulation.
58/97 (adapted)
Council
SECTION 4
Characteristics
-
1.The lists of characteristics and statistics set out below indicate, where relevant, the type of
statistical unit for which the statistics are to be compiled and whether they are to be
compiled with a yearly or multi-yearly frequency. The statistics and characteristics in
italics are also included in the common module lists.
-
2.Yearly demographic statistics:
58/97 (adapted)
Code Title Comment
Demographic Structural data
11 11 0 Number of enterprises
11 21 0 Number of local units
1614/2002 Art. 1 and Annex I pt. 3
(adapted)
new
Council
Code Title Comment
Accounting data
12 11 0 Turnover
12 12 0 Production value
12 13 0 Gross margin on goods for resale
12 15 0 Value-added at factor costs
12 17 0 Gross operating surplus
13 11 0 Total purchases of goods and services
13 12 0 Purchases of goods and services purchased for resale in the same condition as received
13 13 1 Payments for agency workers
13 21 0 Change in stocks of goods and services
13 21 1 Change in stocks of goods and services purchased for resale in the same condition as received
Code Title Comment
13 31 0 Personnel costs
13 32 0 Wages and salaries
13 33 0 Social security costs
Data relating to the capital account
15 11 0 Gross investment in tangible goods
15 12 0 Gross investment in land
15 13 0 Gross investment in existing buildings and structures
15 14 0 Gross investment in construction and alteration of buildings
15 15 0 Gross investment in machinery and equipment
15 21 0 Sales of tangible investment goods
15 31 0 Value of tangible goods acquired through financial leasing
Data on employment
16 11 0 Number of persons employed
16 13 0 Number of employees
Code Title Comment
Breakdown of turnover by type of activity
18 10 0 Turnover from agriculture, forestry, fishing and industrial activities
18 15 0 Turnover from service activities
18 16 0 Turnover from trading activities of purchase and resale and intermediary activities
58/97 (adapted)
new
Council
-
4.Enterprise characteristics for which multi-yearly statistics are to be compiled:
Code Title Comment
Information on operating costs other than personnel
costs
13 41 0 Operating costs linked to buildings and equipment Optional
13 42 0 Cost of selling Optional
Information on forms of trading by enterprises Division 47
[...] only
17 32 0 Number of retail stores
17 33 0 Category of sales space for retail stores engaged in retail trade
17 34 0 Number of fixed market stands and/or stalls
Breakdown of turnover by type of activity
18 10 0 Turnover from agriculture, forestry, fishing and industrial activities
18 15 0 Turnover from service activities
18 16 0 Turnover from trading activities of purchase and resale and intermediary activities
Breakdown of turnover by product type
18 21 0 Breakdown of turnover by product (according to Section G of CPA)
Information on types of supplier and types of
customer
Percentage share of turnover by customer type,
specifically: Division 51 only
25 11 1 Resale traders: retail traders Optional
25 11 2 Professional users (wholesalers, others) Optional
25 11 3 Final consumers (retail trade activity) Optional
Percentage share of purchases by type of supplier,
specifically: Division 52 uniquement
25 21 1 Wholesalers, purchasing groups Optional
25 21 2 Producers Optional
-
5.Characteristics for which yearly regional statistics are to be compiled:
Code Title Comment
Accounting data
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible goods Optional
58/97
Council
-
6.Characteristics for which multi-yearly regional statistics are to be compiled:
Code Title Comment
Accounting data
12 11 0 Turnover Divisions 45 and 47
[...] only
Information on forms of trading by enterprises
17 33 1 Sales space Division 47
[...] only
58/97 (new)
58/97 (adapted)
new
Council
SECTION 5
First reference year
-
1.The first reference year for which statistics are [...] compiled is the calendar year
[...] 2008 [...] . The first reference years for the statistics to be
compiled with a multi-yearly frequency are specified below for each of the divisions of
NACE Rev. 2 [...] for which the data are [...] collected and for
the multi-yearly regional statistics:
Calendar year Breakdown
2012 [...] Division 47 [...]
2008 [...] Division 46 [...] :
2009 [...] Regional statistics:
2010 [...] Division 45 [...] :
SECTION 6
Report on the quality of statistics
For each key characteristic Member States shall will indicate the degree of precision by
reference to a confidence level of 95% which the Commission shall will include in the
report provided for in Article 13 14 of this Regulation, taking account of the application in
each Member State of that Article. The key characteristics are to be determined by the Commission
in accordance with the regulatory procedure with scrutiny referred to laid down
in Article 12 (2 a ) 13 of this Regulation.
SECTION 7
Production of results
58/97 (adapted)
Council
-
1.In order that Community aggregates may be compiled, Member States are to produce
component national results broken down to the classes of NACE Rev. 2
-
3.The regional statistics are simultaneously to be broken down to NACE Rev. 2
[...] 3-digit level (group) and level II of the nomenclature of territorial units
(NUTS).
-
4.The coverage of regional statistics to be compiled on a multi-yearly basis corresponds to
the population of all local units whose main activity is classified in Section G. However, it
may be limited to the local units dependent on enterprises classified in Section G of NACE
Rev. 2 [...] [...] if such a population covers more than 95 % of the
total coverage. This ratio is to be calculated using the employment characteristic available
58/97
SECTION 8
Transmission of results
-
1.The results are to be transmitted within 18 months of the end of the calendar year of the
reference period.
-
2.Preliminary national results or estimates are to be transmitted within 10 months of the end
of the calendar year of the reference period for the enterprise statistics compiled for the
characteristics listed below:
58/97 (adapted)
Council
Code Title
Accounting data
12 11 0 (Turnover)
58/97 (new)
SECTION 9
Reports and pilot studies
Member States will provide the Commission with a report relating to the availability of the
necessary data for the compilation of results for the following characteristics:
Code Title Comment
12 18 0 Financial surplus Legal persons only
13 41 0 Operating costs linked to buildings and equipment
13 42 0 Cost of selling
13 43 0 Other operating costs
14 11 0 Turnover from intra-Community deliveries of goods and services
14 12 0 Turnover from extra-Community exports of goods and services
14 21 0 Intra-Community acquisitions of goods and services
Code Title Comment
15 11 0 Gross investment in tangible goods For regional statistics only
15 41 0 Acquisitions of intangible fixed assets
17 11 0 Number of enterprises having an association or cooperation agreement with other enterprises
17 31 0 Information on forms of trading by enterprises Division 52 only
25 11 1 Resale traders: retail traders
25 11 2 Professional users (wholesalers, others)
25 11 3 Final consumers (retail trade activity)
25 21 1 Wholesalers, purchasing groups
25 21 2 Producers
The Commission will, in accordance with the procedure laid down in Article 13 of this Regulation,
institute a series of pilot studies for these characteristics to be completed by the Member States for
the 1998 reference year at the latest. These pilot studies will be carried out in order to assess the
feasibility of collecting the data necessary for the compilation of results for these characteristics,
taking into account the benefits of the availability of the data in relation to the cost of collection and
the burden on business. The Commission will inform the Council of the possibilities of compiling
58/97 (adapted)
Council
SECTION 910
Transitional period
For the [...] compilation of statistics on characteristics 13 13 1 and 16 14 0 , the
transitional period shall will not extend more than [...] two years beyond the first
reference year (2008) [...] indicated in Section 5.
58/97 (adapted)
ANNEX IV 4
A DETAILED MODULE FOR STRUCTURAL STATISTICS IN CONSTRUCTION
SECTION 1
Aims
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on the structure, activity, competitiveness and
performance of the construction sector.
SECTION 2
Scope
The statistics to be compiled relate to the domains referred to in Article 1 2 (a)(i), (b)(ii),
(c)(iii), (d)(iv) and (e)(v) of this Regulation, in particular to:
-
-a central list of statistics for a detailed analysis of the structure, activity, performance and
competitiveness of construction activities,
SECTION 3
Coverage
58/97 (adapted)
Council
-
1.The statistics are to be compiled for all activities classified within the coverage of Section
F of NACE Rev. 2 [...] . Enterprise statistics shall will relate to
the population of all enterprises classified according to their main activity in Section F.
-
2.If the total amount of the turnover and the number of persons employed in a division of
NACE Rev. 2 [...] Section F normally represent, in a Member State,
less than 1 % of the European Community total, the information laid down in this Annex
which is not in Annex I 1 need not be collected for the purposes of this Regulation.
58/97 (adapted)
Council
-
3.If necessary for Community policy requirements, ad hoc collection of the data referred
to in paragraph 2 may be requested, the Commission may, in accordance with the
SECTION 4
Characteristics
-
1.The lists of characteristics and statistics set out below indicate, where relevant, the type of
statistical unit for which the statistics are to be compiled and whether they are to be
compiled with a yearly or multi-yearly frequency. The statistics and characteristics in
italics are also included in the lists in the common module.
-
2.Yearly demographic statistics:
58/97 (adapted)
new
Code Title Comment
Structural data
11 11 0 Number of enterprises
11 12 0 Number of births of enterprises
11 13 0 Number of deaths of enterprises
58/97 (adapted)
1 1614/2002 Art. 1 and Annex I pt.
4(a)
new
Council
-
3.Enterprise characteristics for which yearly statistics are to be compiled:
Code Title Comment
Accounting data
12 11 0 Turnover
12 12 0 Production value
12 13 0 Gross margin on goods for resale Divisions 41 and 42
and groups 43.1
and 43.9 [...] -
optional
1 ---
1 ---
1 ---
12 15 0 Value-added at factor cost
12 17 0 Gross operating surplus
Code Title Comment
13 11 0 Total purchases of goods and services
13 12 0 Purchases of goods and services for resale in the same condition as received Divisions 41 and 42
and groups 43.1
and 43.9 [...] -
optional
13 13 1 Payments for agency workers
13 21 3 Change in stocks of finished products and work in progress manufactured by the unit
13 32 0 Wages and salaries
13 33 0 Social security costs
13 41 1 Payments for long-term rental and operational leasing of goods
Data relating to the capital account
15 11 0 Gross investment in tangible goods
15 12 0 Gross investment in land
15 13 0 Gross investment in existing buildings and structures
15 14 0 Gross investment in construction and alteration of buildings
Code Title Comment
15 15 0 Gross investment in machinery and equipment
15 21 0 Sales of tangible investment goods
15 31 0 Value of tangible goods acquired through financial leasing
Data on employment
16 11 0 Number of persons employed
16 13 0 Number of employees
[...] [...]
16 14 0 Number of employees in full-time equivalent units
16 15 0 Number of hours worked by employees
Breakdown of turnover by type of activity
1 18 11 0
1 Turnover from the principal activity at the
NACE Rev. 2 [...] three
digit-level
18 12 1 Turnover from industrial activities excluding construction
18 12 2 Turnover from construction activities
18 15 0 Turnover from service activities
Code Title Comment
18 16 0 Turnover from trading and intermediary activities
18 31 0 Turnover from building Only groups 451 and 452
18 32 0 Turnover from civil engineering Only groups 451 and 452
Purchases of energy products
20 11 0 Purchases of energy products (in value)
22 11 0 Total intramural R& D expenditure
22 12 0 Total number of R& D personnel
1614/2002 Art. 1 and Annex I pt.
4(b) (adapted)
new
Council
-
4.Enterprise characteristics for which multi-yearly statistics are to be compiled:
Code Title Comment
15 42 0 Gross investment in concessions, patents, licences, trade marks and similar rights Optional
Data related to the capital account
15 44 1 Investment in purchased software
15 44 2 Investment in software produced by the unit Optional
16 13 1 Number of part-time employees
20 11 1 Purchases of solid fuels (in value) Optional
20 11 2 Purchases of petroleum products (in value) Optional
20 11 3 Purchases of natural and derived gas (in value) Optional
20 11 4 Purchases of renewable energy sources (in value) Optional
20 11 5 Purchases of heat (in value) Optional
Code Title Comment
Turnover broken down by type of activity
18 12 1 Turnover from industrial activities excluding
construction
18 12 2 Turnover from construction activities
18 15 0 Turnover from service activities
18 16 0 Turnover from trading and intermediary activities
18 31 0 Turnover from building Only
Divisions
41 and 42 and
groups
43.1 and
43.9
[...]
18 32 0 Turnover from civil engineering Only
Divisions
41 and 42 and
groups
43.1 and
43.9
Code Title Comment
Subcontracting
23 11 0 Payments to subcontractors
23 12 0 Income from subcontracting
58/97 (adapted)
new
Council
-
5.Characteristics for which yearly regional statistics are to be compiled:
Code Title Comment
Accounting data
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible goods
Data on employment
16 11 0 Number of persons employed
-
6.Kind-of-activity unit characteristics for which yearly statistics are to be compiled:
Code Title Comment
Accounting data
12 11 0 Turnover
12 12 0 Production value
13 32 0 Wages and salaries
15 11 0 Gross investment in tangible goods
Data on employment
16 11 0 Number of persons employed
SECTION 5
First reference year
-
1.The first reference year for which yearly statistics are [...] compiled is the calendar
year [...] 2008 [...] The first reference years for the statistics to be
compiled with a multi-yearly frequency are specified below for the codes under which the
characteristics are listed.
Calendar year Code
2009 20 21 0 to 20 31 0 15 42 0, 15 44 1 and 15
44 2
[...]
[...] [...]
[...] [...]
2008 [...] , 18 12 1 18 12 2,
[...] 18 15 0, 18 16 0, 18 31 0, [...]
18 32 0 , 23 11 0 and 23 12 0
58/97 (adapted)
SECTION 6
Report on the quality of statistics
For each key characteristic Member States shall will indicate the degree of precision by
reference to a confidence level of 95% which the Commission shall will include in the
report provided for in Article 13 14 of this Regulation, taking account of the application in
each Member State of that Article. The key characteristics are to be established by the Commission
in accordance with the regulatory procedure with scrutiny referred to laid down
in Article 13 12 (2 a ) of this Regulation.
SECTION 7
Production of results
1614/2002 Art. 1 and Annex I pt.4(c)
(adapted)
new
Council
-
1.The results for the statistics, except for characteristics 15 44 1, 18 11 0, 18 12 1,
18 12 2, 18 15 0,18 16 0, 18 31 0 and 18 32 0 20 11 1, 20 11 2, 20 11 3, 20 11 4, 20 11
5, 20 11 6, 22 11 0, 22 12 0, 15 42 0, [...] [...] and 15 44 2, are to be broken
down to NACE Rev. 2 [...] 4-digit level (class).
The results for the characteristics 15 44 1, 18 11 0, 20 11 1, 20 11 2, 20 11 3, 20 11
4, 20 11 5, 20 11 6, 15 42 0, [...] , 18 12 1, 18 12 2, 18 15 0, 18 16 0, 18 31 0 and
18 32 0 and 15 44 2 are to be broken down to NACE Rev. 2 [...] 3-
digit level (group).
The results for characteristics 22 11 0 and 22 12 0 are to be broken down to NACE REV.1
58/97 (adapted)
Council
-
2.Some results are also to be broken down into size classes and to NACE Rev. 2
[...] 3-digit level (group).
1614/2002 Art. 1 and Annex I pt.4(c)
---
58/97 (adapted)
Council
-
34.The results for the statistics compiled from kind-of-activity units are to be broken down to
NACE Rev. 2 [...] 4-digit level (class).
-
45.The results for the regional statistics are to be broken down to NACE Rev. 2
[...] 2-digit level (divisions) and level II of the nomenclature of territorial
58/97
SECTION 8
Transmission of results
The results are to be transmitted within 18 months of the end of the calendar year of the reference
period.
Preliminary national results or estimates are transmitted within 10 months of the end of the calendar
year of the reference period for the enterprise statistics compiled for the characteristics listed below:
58/97 (adapted)
Council
Code Title Comment
Structural data
11 11 0 (Number of enterprises)
Accounting data
Data related to the capital accounts
15 11 0 (Gross investment in tangible goods)
Data on employment
16 11 0 (Number of persons employed)
These preliminary results are to be broken down to NACENAVE Rev. 2 [...] 3-
digit level (group).
58/97 (new)
SECTION 9
Reports and pilot studies
Member States will provide the Commission with a report relating to the availability of the
necessary data for the compilation of results for the following characteristics:
Code Title Comment
12 16 0 Income from ordinary activities Legal persons only
Code Title Comment
12 19 0 Gross ordinary surplus Legal persons only
12 20 0 Profit or loss for the year Legal persons only
14 11 0 Turnover from intra-Community deliveries of goods and services
14 12 0 Turnover from extra-Community exports of goods and services
14 21 0 Intra-Community acquisitions of goods and services
14 22 0 Extra-Community imports of goods and services
15 42 0 Gross investment in concessions, patents, licences, trade marks and similar rights
15 43 0 Marketing expenditure
15 44 2 Investment in software produced by the unit
15 61 0 Purchases of shares and participating interests Legal persons only
15 62 0 Sales of shares and participating interests Legal persons only
The Commission will, in accordance with the procedure laid down in Article 13 of this Regulation,
adopt a series of pilot studies for these characteristics to be completed by the Member States for the
1998 reference year at the latest. These pilot studies will be carried out in order to assess the
feasibility of collecting the data necessary for the compilation of results for these characteristics,
taking into account the advantages of the availability of the data compared to the cost of collection
and the burden on the enterprises. The Commission will inform the Council of the possibilities of
compiling statistics for these characteristics and will submit a recommendation on the addition of
some or all of these characteristics to the lists in Section 4.
58/97 (adapted)
Council
SECTION 910
Transitional period
A transitional period cannot be conceded. [...]
410/98 (adapted)
ANNEX V 5
A DETAILED MODULE FOR STRUCTURAL STATISTICS IN INSURANCE
SECTION 1
Aims
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on the structure, activity, competitiveness and
performance of insurance services. This module includes a detailed list of characteristics on which
statistics shall be compiled in order to improve knowledge of the national, Community and
international development of the insurance sector.
SECTION 2
Scope
The statistics to be compiled shall relate to the domains referred to in points (i), (ii) and (iii) of
Article 1 (a), (b) and (c) 2 of this Regulation, and in particular to:
SECTION 3
Coverage
410/98 (adapted)
Council
-
1.Such statistics shall be compiled for all activities within the scope of NACE Rev. 2
[...] division 65 [...] except for group 65.3 [...] .
410/98
-
2.The compilation of statistics shall cover the following enterprises:
-
-non-life insurance enterprises: all those referred to in Article 2(1)(a) of Directive
91/674/EEC1,
-
-life assurance enterprises: all those referred to in Article 2(1)(b) of Directive
91/674/EEC,
-
-specialist reinsurance enterprises: all those referred to in Article 2(1)(c) of Directive
410/98 (adapted)
Council
-
3.In addition, branches of insurance enterprises referred to under Title III of Directives
73/239/EEC1 and [...] 2 2002/83/EC , and whose activity falls within one of the
NACE Rev. 2 [...] classes referred to in paragraph 1 shall be
assimilated to the corresponding enterprises as defined in paragraph 2.
410/98 (adapted)
new
Council
-
4.For the purposes of the harmonised Community statistics, Member States shall be free to
exclude the enterprises mentioned in Article 3 of Directive 73/239/EEC and in [...]
Article 3(2), (3), (5), (6) and (7) of Directive 2002/83/EC.
SECTION 4
Characteristics
-
1.The characteristics in italics are also included in the common module lists of Annex I.
The characteristics and statistics presented in list A referred to in paragraph 3 and list B
referred to in paragraph 4 shall be compiled in accordance with Section 5. When
characteristics are derived directly from the annual accounts, accounting years ending
within a reference year shall be assimilated to the said reference year.
-
2.In the lists A and B, characteristics relating to life insurance enterprises are identified by
the number 1, those relating to non-life insurance enterprises by the number 2, those
relating to composite insurance enterprises by the number 3, those relating to specialist
reinsurance enterprises by the number 4, those relating to the life insurance business of
composite insurance enterprises by the number 5 and those relating to the non-life
insurance business (including acceptances in reinsurance) of composite insurance
-
3.List A includes the following information:
(a)(i) characteristics listed in Article 6 of Directive 91/674/EEC concerning life, non-life,
composite and specialist reinsurance enterprises: asset side of the balance sheet:
items C I (showing land and buildings occupied by an insurance enterprise for its
own activities separately), C II, C II 1 + C II 3 as an aggregate, C II 2 + C II 4 as an
aggregate, C III, C III 1, C III 2, C III 3, C III 4, C III 5, C III 6 + C III 7 as an
aggregate, C IV, D; liability side of the balance sheet: items A, A I, A II + A III + A
IV as an aggregate, B, C 1 a (separately for the life and non-life business of
composite enterprises), C 2 a (separately for the life and non-life business of
composite enterprises), C 3 a (separately for the life and non-life business of
composite enterprises), C 4 a, C 5, C 6 a, D a, G III (without separation of
convertible loans), G IV;
(b)(ii) characteristics listed in Article 34, Part I, of Directive 91/674/EEC concerning non-
life and specialist reinsurance enterprises and the non-life business of composite
insurance enterprises: items 1 a, 1 b, 1 c, 1 d, 2, 4 a aa, 4 a bb, 4 b aa, 4 b bb, 7 (gross
amount), 7 d, 9, 10 (separately for the gross and net amount);
(c)(iii) characteristics listed in Article 34, Part II, of Directive 91/674/EEC
concerning life insurance enterprises and the life business of composite insurance
enterprises: items 1 a, 1 b, 1 c (the gross amount and the reinsurers' share separately),
2, 3, 5 a aa, 5 a bb, 5 b aa, 5 b bb, 6 a aa, 6 a bb, 8 (gross amount), 8 d, 9, 10, 12, 13
(the gross and net amount separately);
(d)(iv) characteristics listed in Article 34, Part III, of Directive 91/674/EEC
concerning life, non-life, composite and specialist reinsurance enterprises: items 3, 4
(only for life and composite enterprises), 5, 6 (only for non-life, composite and
specialist reinsurance enterprises), 7, 8, 9 + 14 + 15 as an aggregate, 10 (before tax),
13, 16;
(e)(v) characteristics referred to in Article 63 of Directive 91/674/EEC:
-
-concerning life and non-life insurance enterprises and life and non-life business
of composite insurance enterprises: gross premiums written in direct business
by (sub)categories of the CPA (5-digit level and subcategories 66.03.21,
-
-concerning non-life insurance enterprises and non-life business of composite
insurance enterprises: gross claims incurred, direct business, gross operating
expenses, direct business and reinsurance balance, direct business, all
characteristics variables by (sub)categories of the CPA (5-digit level
and subcategories 6606.03.21, 66.03.22),
-
-concerning life insurance enterprises and life business of composite insurance
enterprises: gross direct premiums written with the breakdown as shown in
number II, item 1;
(f)(vi) characteristics referred to in Article 64 of Directive 91/674/EEC concerning life,
non-life, composite and specialist reinsurance enterprises: commissions for direct
insurance business (excluding specialist reinsurance enterprises) and total insurance
business;
(g)(vii) additional characteristics listed below:
Code Title Enterprises/business
concerned
Structural data
11 11 0 Number of enterprises (1, 2, 3, 4)
11 11 1 Number of enterprises broken down by legal status (1, 2, 3, 4)
Code Title Enterprises/business
concerned
11 11 2 Number of enterprises broken down by size class of gross premiums written (1, 2, 3)
11 11 3 Number of enterprises broken down by size class of gross technical provisions (1)
11 11 5 Number of enterprises broken down by country of residence of the parent enterprise (1, 2, 3, 4)
11 41 0 Total number and location of branches in other countries (1, 2, 3)
Accounting data/technical part of the profit and loss account
32 11 4 Gross premiums written broken down by legal status (1, 2, 4, 5, 6)
32 11 5 Gross direct premiums written broken down according to the country of residence of the parent enterprise (1, 2, 5, 6)
32 11 6 Gross reinsurance premiums accepted, written premiums broken down according to the country of residence of the parent enterprise (1, 2, 4, 6)
32 18 2 Reinsurers' share of gross premiums written broken down according to the country of residence of the parent enterprise (1, 2, 4, 5, 6)
32 16 0 Other items in the technical account, gross amount (1, 2, 4, 5, 6)
Code Title Enterprises/business
concerned
32 18 0 Reinsurance balance (1, 2, 4, 5, 6)
32 18 8 Reinsurers' share of the gross amount of other items in the technical account (1, 2, 4, 5, 6)
Accounting data/non-technical part of the profit and loss account
32 19 0 Sub-total II (net balance of the technical account) (3)
Additional data relating to the profit and loss account
32 61 4 External expenses on goods and services (1, 2, 3, 4)
13 31 0 Personnel costs (1, 2, 3, 4)
32 61 5 External and internal claims management expenses (1, 2, 4, 5, 6)
32 61 6 Acquisition costs (1, 2, 4, 5, 6)
32 61 7 Administrative expenses (1, 2, 4, 5, 6)
32 61 8 Gross other technical charges (1, 2, 4, 5, 6)
32 61 9 Investment management charges (1, 2, 4, 5, 6)
32 71 1 Income from participating interests (1, 2, 4, 5, 6)
32 71 3 Income from land and buildings (1, 2, 4, 5, 6)
32 71 4 Income from other investments (1, 2, 4, 5, 6)
Code Title Enterprises/business
concerned
Data by product by (sub)categories of the CPA
33 12 1 Reinsurers' share of gross direct premiums written (5- digit-level, subcategories 66.03.21, 66.03.22) (1, 2, 5, 6)
Data on internationalisation (geographical breakdown of the business written under the right
of establishment)
34 31 1 Gross direct premiums written by CPA category (5- digit-level) and by Member State (1, 2, 5, 6)
Data on internationalisation (geographical breakdown of the business written under the right
of freedom to provide services)
34 32 1 Gross direct premiums written by CPA category (5- digit-level) and by Member State (1, 2, 5, 6)
Data on employment
16 11 0 Number of persons employed (1, 2, 3, 4)
Data on the balance sheet (assets/liabilities)
36 30 0 Balance sheet total (1, 2, 3, 4)
37 33 1 Gross provisions for outstanding claims, related to direct business (2, 6)
37 30 1 Total net technical provisions (1, 2, 3, 4)
-
4.List B includes the following information:
(a)(i) characteristics listed in Article 34, Part I, of Directive 91/674/EEC concerning non-
life and specialist reinsurance enterprises and the non-life business of composite
insurance enterprises: items 3, 5, 6, 8;
(b)(ii) characteristics listed in Article 34, Part II, of Directive 91/674/EEC concerning life
insurance enterprises and the life business of composite insurance enterprises: items
4, 6 b, 7, 11;
(c)(iii)characteristics referred to in Article 63 of Directive 91/674/EEC concerning life and
non-life insurance enterprises and life and non-life business of composite insurance
enterprises: geographical breakdown of gross direct premiums written in the Member
State of the enterprise's head office, other Member States, other EEA countries,
Switzerland the USA, Japan or third countries;
(d)(iv)additional characteristics listed below:
Code Title Enterprises/business Comments
concerned
Accounting data/technical part of the profit and loss account
32 13 2 Gross payments in respect of claims incurred in the current accounting year (2, 4, 6)
Code Title Enterprises/business Comments
concerned
International activities (in general)
34 12 0 Geographical breakdown of gross reinsurance premiums accepted, premiums written (1, 2, 4, 5, 6)
34 13 0 Geographical breakdown of reinsurers' share of gross premiums written (1, 2, 4, 5, 6)
Data on the balance sheet (assets/liabilities)
36 11 2 Land and buildings (current value) (1, 2, 3, 4)
36 12 3 Investments in affiliated enterprises and participating interests (current value) (1, 2, 3, 4)
36 13 8 Other financial investments (current value) (1, 2, 3, 4)
36 21 0 Investments for the benefit of life- assurance policyholders who bear the investment risk - land and buildings (1, 3)
36 22 0 Investments for the benefit of life- assurance policyholders who bear the investment risk - other financial investments (1, 3)
Code Title Enterprises/business Comments
concerned
37 10 1 Total capital and reserves, broken down by legal status (1, 2, 3, 4)
37 33 3 Gross provision for outstanding claims related to direct business, by (sub)category of the CPA (5-digit level) and subcategories 66.03.21, 66.03.22 (2, 6)
Residual data
39 10 0 Number of contracts outstanding at the end of the accounting year, relating to direct business for all individual life insurance contracts and for the following (sub)categories of the CPA: 66.01.1, 66.03.1, 66.03.4 and 66.03.5 (1, 2, 5, 6)
39 20 0 Number of insured persons at the end of the accounting year, relating to direct business for all group life insurance contracts and for the following subcategories of the CPA: 66.03.1 (1, 2, 5, 6)
Code Title Enterprises/business Comments
concerned
39 30 0 Number of insured vehicles at the end of the accounting year, relating to direct business, for the following subcategories of the CPA: 66.03.2 (2, 6) Optional
39 40 0 Gross insured sum at the end of the accounting year, relating to direct business, for the following subcategories of the
CPA: 66.01.1 and 66.01.4 (1, 5) Optional
39 50 0 Number of claims incurred during the accounting year, relating to direct business, for the following subcategory of the CPA:
SECTION 5
First reference year
The first reference year for which annual statistics [...] are compiled is the [...]
calendar year 2008 [...] .
SECTION 6
Production of results
410/98 (adapted)
Council
The results are to be broken down to the NACE Rev. 2 [...] , 4-digit level
410/98 (adapted)
Council
SECTION 7
Transmission of results
The results shall be transmitted within 12 months from the end of the reference year for the
enterprises referred to in Section 3, except specialist reinsurance enterprises, for which the results
shall be transmitted within 18 months from the end of the reference period.
SECTION 8
Insurance Committee
The Commission shall inform [...] 1 the European Insurance and Occupational Pensions
Committee established by Commission Decision 2004/9/EC of November 2003 about the
implementation of this module and about all such measures for adjustment to economic and
technical developments concerning the collection and statistical processing of data and the
processing and the transmission of results, which it adopts in accordance with Article 13 12
2056/2002 Art. 2 pt. 2 and Annex
(adapted)
ANNEX VI 6
A DETAILED MODULE FOR STRUCTURAL STATISTICS ON CREDIT INSTITUTIONS
SECTION 1
Aim
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on the structure, activity, competitiveness and
performance of the credit institutions sector. This module includes a detailed list of characteristics
on which statistics are to be compiled in order to improve knowledge on the national, Community
and international development of the sector of credit institutions.
SECTION 2
Scope
The statistics to be compiled shall relate to the domains referred to in points (i), (ii) and (iii) of
Article 1 (a), (b) and (c) 2 of this Regulation, and in particular to:
SECTION 3
Coverage
2056/2002 Art. 1 pt.2 and Annex
(adapted)
Council
-
1.The statistics are to be compiled for the activities of credit institutions within the scope of NACE
Rev. 2 [...] classes 64.19 and 64.92 [...] .
2056/2002 Art. 1 pt. 2 and Annex
-
2.The statistics are to be compiled for the activities of all credit institutions referred to in Article
2(1)(a) and Article 2(2) of Council Directive 86/635/EEC of 8 December 1986 on the annual
accounts and consolidated accounts of banks and other financial institutions1, with the exemption of
2056/2002 Art. 1 pt.2 and Annex
(adapted)
Council
-
3.Branches of credit institutions [ referred to in Article 24 of Directive 2000/12/EC of the
European Parliament and of the Council of 20 March 2000 relating to the taking up and pursuit of
the business of credit institutions ] 1 whose activity falls within the scope of NACE Rev.
2 [...] classes 64.19 and 64.92 [...] , are to be assimilated to the credit
institutions referred to in paragraph 2.
SECTION 4
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
Characteristics
The characteristics are listed below. The characteristics in italics are also included in the common
module lists of Annex I 1. When characteristics are derived directly from the annual
accounts, accounting years ending within a reference year shall be assimilated to the said reference
The list includes:
(a)(i) characteristics listed in Article 4 of Directive 86/635/EEC: asset side of the balance sheet:
item 4; liability side of the balance sheet: items 2(a) + 2(b) as an aggregate, items
7 + 8 + 9 + 10 + 11 + 12 + 13 + 14 as an aggregate;
(b)(ii) characteristics listed in Article 27 of Directive 86/635/EEC: item 2, items
3(a) + 3(b) + 3(c) as an aggregate, item 3(a), item 4, item 5, item 6, item 7, items
8(a) + 8(b) as an aggregate, item 8(b), item 10, items 11 + 12 as an aggregate, items
9 + 13 + 14 as an aggregate, items 15 + 16 as an aggregate, item 19, items 15 + 20 + 22 as
-
an aggregate, item 23;
(c)(iii) the following additional characteristics:
Code Title Comment
Structural data
11 11 0 Number of enterprises
11 11 1 Number of enterprises broken down by legal status
11 11 4 Number of enterprises broken down by residence of the parent enterprise
11 11 6 Number of enterprises broken down by size classes of the balance sheet total
Code Title Comment
11 21 0 Number of local units
11 41 1 Total number of branches broken down by location in non-EEA countries
11 51 0 Total number of financial subsidiaries broken down by location in other countries
Accounting data: profit and loss account
42 11 0 Interest receivable and similar income
42 11 1 Interest receivable and similar income arising from fixed-income securities
42 12 1 Interest payable and similar charges linked to debt securities in issue
12 12 0 Production value
13 11 0 Total purchases of goods and services
13 31 0 Personnel costs
12 14 0 Value added at basic prices Optional
12 15 0 Value-added at factor cost
15 11 0 Gross investment in tangible goods
Code Title Comment
Accounting data: balance sheet
43 30 0 Balance sheet total (CI)
43 31 0 Balance sheet total broken down according to the residence of the parent enterprise
43 32 0 Balance sheet total broken down by legal status
Data by product
44 11 0 Interest receivable and similar income broken down by (sub)categories of the CPA Optional
44 12 0 Interest payable and similar charges broken down by (sub)categories
of the CPA Optional
44 13 0 Commissions receivable broken down by (sub)categories of the CPA Optional
44 14 0 Commissions payable broken down by (sub)categories of the CPA Optional
Data on the internal market and internationalisation
45 11 0 Geographical breakdown of the total number of EEA branches
45 21 0 Geographical breakdown of interest receivable and similar income
45 22 0 Geographical breakdown of balance sheet total
45 31 0 Geographical breakdown of interest receivable and similar income via the freedom to provide services business (in other EEA countries) Optional
Code Title Comment
45 41 0 Geographical breakdown of interest receivable and similar income via branch business (in non-EEA countries) Optional
45 42 0 Geographical breakdown of interest receivable and similar income via the freedom to provide services business (in non-EEA countries) Optional
Data on employment
16 11 0 Number of persons employed
16 11 1 Number of persons employed broken down by category of credit institutions
16 11 2 Number of women employed
16 13 0 Number of employees
16 13 6 Number of female employees
16 14 0 Number of employees in full-time equivalent units
Residual data
47 11 0 Number of accounts broken down by (sub)categories of the CPA Optional
47 12 0 Number of loans and advances to customers broken down by (sub)categories of the CPA Optional
47 13 0 Number of automatic teller machines (ATM) owned by credit institutions
2056/2002 Art. 1 pt.2 and Annex
(adapted)
(d)(iv) characteristics for which yearly regional statistics are to be compiled:
Code Title Comment
Structural data
11 21 0 Number of local units
Accounting data
13 32 0 Wages and salaries Optional
Data on employment
16 11 0 Number of persons employed
2056/2002 Art. 1 pt. 2 and Annex
Council
SECTION 5
First reference year
The first reference year for which annual statistics are [...] compiled for the characteristics
listed in Section 4 is the calendar year 2008 [...] .
SECTION 6
Production of results
2056/2002 Art. 1 pt.2 and Annex
(adapted)
Council
-
1.The results are to be broken down to the following NACE Rev. 2 [...] classes:
64.19 and 64.92 [...] , separately.
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
Council
SECTION 7
Transmission of results
The transmission delay of the results shall be decided in accordance with the regulatory
procedure with scrutiny referred to laid down in Article 13 12 (2 a ) of
this Regulation. It shall not be longer than 10 months from the end of the reference year.
SECTION 8
Committee for Monetary, Financial and Balance of Payments Statistics
The Commission shall inform the Committee for Monetary, Financial and Balance of Payments
Statistics about the implementation of this module and about all measures for adjustment to
economic and technical developments concerning the collection and statistical processing of data,
the processing and transmission of results.
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
SECTION 9
Pilot studies
-
1.For the activities covered by this Annex, the Commission shall will institute the following
pilot studies to be carried out by Member States:
(a) information on derivatives and off-balance sheet items;
(b) information on the distribution networks;
(c) information needed to break down the transactions of credit institutions according to prices
and volumes.
-
2.The pilot studies are to be carried out in order to assess the relevance and feasibility of obtaining
data, taking into account the benefits of the availability of the data in relation to the cost of
collection and the burden on business.
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
Council
SECTION 10
Transitional period
A transitional period cannot be conceded. [...]
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
ANNEX VII 7
A DETAILED MODULE FOR STRUCTURAL STATISTICS ON PENSION FUNDS
SECTION 1
Aim
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on the structure, activity, competitiveness and
performance of the pension funds sector. This module includes a detailed list of characteristics on
which statistics are to be compiled in order to improve knowledge of the national, Community and
international development of the pension funds sector.
SECTION 2
Scope
The statistics to be compiled shall relate to the domains referred to in points (i), (ii) and (iii) of
Article 1 (a), (b) and (c) 2 of this Regulation, and in particular to:
SECTION 3
Coverage
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
Council
-
1.The statistics are to be compiled for all activities within the scope of NACE Rev. 2
[...] group 65.3 [...] . This group [...] covers the activities of
autonomous pension funds.
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
-
2.Some statistics are to be compiled for enterprises with non-autonomous pension funds which are
carried out as ancillary activities.
SECTION 4
Characteristics
-
1.The list of characteristics set out below indicates, where relevant, the type of statistical unit for
which the statistics are to be compiled. The characteristics in italics are also included in the
common module lists of Annex I 1. When characteristics are derived directly from the
annual accounts, accounting years ending within a reference year are to be assimilated to the said
reference year.
-
2.Demographic and enterprise characteristics for which yearly statistics are to be compiled (for
enterprises with autonomous pension funds only):
Code Title Comment
Structural data
11 11 0 Number of enterprises
11 11 8 Number of enterprises broken down by size of investments
11 11 9 Number of enterprises broken down by size classes of members
11 61 0 Number of pension schemes Optional
Accounting data: profit and loss (income and expenditure) account
Code Title Comment
48 00 3 Incoming transfers
48 00 4 Other pension contributions
48 00 5 Pension contributions to defined benefits schemes
48 00 6 Pension contributions to defined contributions schemes
48 00 7 Pension contributions to hybrid schemes
48 01 0 Investment income (PF)
48 01 1 Capital gains and losses
48 02 1 Insurance claims receivable
48 02 2 Other income (PF)
12 12 0 Productioned value
12 14 0 Value added at basic prices Optional
12 15 0 Valued-added at factor cost
48 03 0 Total expenditure on pensions
48 03 1 Regular pensions payments
48 03 2 Pension payments of lump sums
Code Title Comment
13 11 0 Total purchases of goods and services
13 31 0 Personnel costs
15 11 0 Gross investment in tangible goods
48 07 0 All taxes
Balance sheet data: assets
48 11 0 Land and buildings (PF)
48 12 0 Investments in affiliated enterprises and participating interests
(PF)
48 13 0 Shares and other variable-yield securities
48 13 1 Shares traded on a regulated market
48 13 2 Shares traded on a regulated market specialised in SMEs
48 13 3 Non-publicly traded shares
48 13 4 Other variable yield securities
48 14 0 Units in undertakings for collective investment in transferable
securities
48 15 0 Debt securities and other fixed-income securities
48 15 1 Debt securities and other fixed-income securities issued by public Optional
Code Title Comment
48 16 0 Participation in investment pools (PF)
48 17 0 Loans guaranteed by mortgages and other loans not covered
elsewhere
48 18 0 Other investments
48 10 0 Total investments of pension funds
48 10 1 Total investments invested in «the sponsoring enterprise»
48 10 4 Total investments at market values
48 20 0 Other assets
Balance sheet data: liabilities
48 30 0 Capital and reserves
48 40 0 Net technical provisions (PF)
48 50 0 Other liabilities
Data on the internal market and internationalisation
48 61 0 Geographical breakdown of turnover
48 62 0 Shares and other variable-yield securities broken down by Optional
location
48 63 0 Total investments broken down by location Optional
Code Title Comment
Data on employment
16 11 0 Number of persons employed
Residual data
48 70 0 Number of members
48 70 1 Number of members of defined benefits schemes
48 70 2 Number of members of defined contributions schemes
48 70 3 Number of members of hybrid schemes
48 70 4 Number of active members
48 70 5 Number of deferred members
48 70 6 Number of retired persons
-
3.Enterprise characteristics for which yearly statistics are to be compiled (for enterprises with non-
autonomous pension funds only):
2056/2002 Art. 1 pt. 2 and Annex
2056/2002 Art. 1 pt. 2 and Annex
Council
SECTION 5
First reference year
The first reference year for which annual statistics are [...] compiled for the characteristics
listed in Section 4 is the calendar year 2008 [...] .
SECTION 6
Production of results
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
Council
-
1.The results for the characteristics listed in Section 4, paragraph 2, are to be broken down
according to the NACE Rev. 2 [...] , 4-digit level (class).
2056/2002 Art. 1 pt. 2 and Annex
Council
SECTION 7
Transmission of results
The results are to be transmitted within 12 months from the end of the reference year.
SECTION 8
Insurance Committee
The Commission shall inform [...] the European Insurance and Occupational Pensions
Committee about the implementation of this module and about all measures for adjustment to
economic and technical developments concerning the collection and statistical processing of data,
the processing and transmission of results.
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
SECTION 9
Pilot studies
For the activities covered by this Annex, the Commission shall will institute the following
pilot studies to be carried out by Member States:
-
1.More in-depth information on cross-border activities of pension funds:
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
Code Title comment
Structural data
11 71 0 Number of enterprises with members in other EEA countries
11 72 0 Number of enterprises with active members in other EEA countries
Data on internal market and internationalisation
48 65 1 Geographical breakdown of number of members of defined benefits
schemes
48 65 2 Geographical breakdown of number of members of defined
contributions schemes
48 65 3 Geographical breakdown of number of members of hybrid schemes
48 65 4 Geographical breakdown of number of active members
48 65 5 Geographical breakdown of number of deferred members
48 65 6 Geographical breakdown of number of retired persons
48 65 7 Geographical breakdown of number of persons receiving a derived
pension
Residual data
48 70 7 Number of female members
-
2.Additional information on non-autonomous pension funds:
Code Title comment
Structural data
11 15 1 Number of enterprises with non-autonomous pension funds, broken down by size classes of members
Balance sheet data: liabilities
Residual data
48 72 0 Number of members of non-autonomous pension funds
Data on internal market and internationalisation
48 66 1 Geographical breakdown of number of active members of non- autonomous pension funds
48 66 2 Geographical breakdown of number of deferred members of non- autonomous pension funds
48 66 3 Geographical breakdown of number of retired persons receiving a pension of non-autonomous pension funds
48 66 4 Geographical breakdown of number of persons receiving a derived pension of non-autonomous pension funds
Accounting data: profit and loss (income and expenditure) account
48 09 0 Pension payments by non-autonomous pension funds
2056/2002 Art. 1 pt. 2 and Annex
(adapted)
Council
SECTION 10
Transitional period
A transitional period cannot be conceded. [...]
(new)
Council
ANNEX VIII
A DETAILED MODULE FOR STRUCTURAL STATISTICS ON BUSINESS SERVICES
SECTION 1
Aims
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on the structure, activity, competitiveness and
performance of the business services' sector.
SECTION 2
Scope
The statistics are to be compiled related to the domains referred to in Article 1 (a), (b), (c), (d) and
(f) of this Regulation, in particular to:
a list of characteristics for a detailed analysis of the structure, activity, performance and
competitiveness of business services.
SECTION 3
Coverage
The statistics are to be compiled for all activities within the coverage of division s 62, 69, 71, 73
and 78 and groups 58.2, 63.1 and 70.2 of NACE Rev. 2 [...] . These sectors cover a part
of Publishing activities, the Information technology service activities, a part of Information service
activities and Professional, scientific and technical activities and the Employment activities.
[...] Statistics in this module refer to the population of all enterprises with 20 [...]
or more persons employed whose main activity is classified in the above division s and
groups [...] . In 2011, at the earliest, the Commission may instigate a study on the
need and possibility of changing the lower limit of the reference population. On the basis of this
study, measures, seeking to modify non-essential elements of this Regulation concerning the
changing of the lower limit shall be adopted in accordance with the regulatory procedure with
scrutiny referred to in Article 12(2a).
SECTION 4
Characteristics
-
1.The list of characteristics and statistics set out below indicate the statistics which are to be
compiled with a yearly or biennial frequency.
Code Title Comment
Structural data
11 11 0 Number of enterprises
Breakdown of turnover by product type
12 11 0 Breakdown of turnover by product (according to CPAThe product breakdown shall be determined in accordance with
1)
the regulatory
procedure with scrutiny
referred to in Article 12 (2
a ) of this Regulation.
Information on residence of client
12 11 0 Turnover by residence of client, specifically:
Resident
Non-resident, of which
Intra-EU
-
3.Characteristics for which biennial statistics are to be compiled for enterprises in the
groups 69.1, 69.2, 70.2, 71.1, 71.2 and 73.2 of NACE Rev. 2 [...] .
Code Title Comment
Breakdown of turnover by product type
Structural data
11 11 0 Number of enterprises
12 11 0 Breakdown of turnover by product (according to CPA) The product breakdown shall be determined in accordance with
the regulatory
procedure with scrutiny
referred to in Article 12 (2
a ) of this Regulation.
Information on residence of client
12 11 0 Turnover by residence of client, specifically:
Resident
Non-resident, of which
Intra-EU
SECTION 5
First reference year
The first reference year for which yearly statistics on the activities covered by the NACE Rev. 2
divisions 62 and 78 and groups 58.2, 63.1 and 73.1 [...] and for which biennial statistics
covered by the NACE Rev. 2 groups 69.1, 69.2 and 70.2 1 [...] are to be compiled is
[...] 2008 . The first reference year for which biennial statistics on the activities covered
by NACE Rev. 2 groups 71.1, 71.2 and 73.2 [...] are to be compiled is [...]
2009 .
SECTION 6
Production of results
-
1.In order that Community statistics may be compiled, Member States are to produce
component national results broken down to the NACE Rev. 2 divisions 62 and 78 and
groups 58.2, 63.1, 69.1, 69.2, 70.2, 71.1, 71.2, 73.1 and 73.2 [...] .
-
2.Turnover results are also to be broken down by product and residence of client for the
NACE Rev. 2 divisions 62 and 78 and groups 58.2, 63.1, 69.1, 69.2, 70.2, 71.1, 71.2,
SECTION 8
Transitional period
For the purposes of the detailed module defined in this Annex, the transitional period shall not
extend more than [...] three years beyond the first reference years (see Section 5) for the
compilation of the statistics indicated in section 4. [...]
ANNEX IX
A DETAILED MODULE FOR STRUCTURAL STATISTICS ON BUSINESS DEMOGRAPHY
SECTION 1
Aims
The aim of this Annex is to establish a common framework for the collection, compilation,
transmission and evaluation of Community statistics on business demography.
SECTION 2
Scope
The statistics to be compiled relate to the domains referred to in Article 1 (a), (b), (c), (d), (e) and (f)
of this Regulation, in particular to:
a list of characteristics for a detailed analysis of the population of active enterprises, enterprise
births, enterprise deaths and the survival of newly born enterprises and the related effects on the
structure, activity and the evolution of the business population.
SECTION 4
Definitions
For the purpose of this annex, the following definition applies:
"reference period" shall mean the year in which populations of active enterprises, enterprise
births, enterprise deaths and enterprise survivals are observed. It is referred to as "t" in section 5.
SECTION 5
Characteristics
-
1.Yearly demographic statistics using the enterprise as the statistical unit are to be compiled
for the following characteristics:
Code Title
Structural data
11 91 0 Population of active enterprises in t
11 92 0 Number of births of enterprises in t
11 93 0 Number of deaths of enterprises in t
11 94 1 Number of enterprises newly born in t-1 having survived to t
-
2.Enterprise characteristics for the populations of active enterprises, enterprise births,
enterprise deaths and enterprise survivals for which yearly statistics are to be compiled:
Code Title
Data on employment
16 91 0 Number of persons employed in the population of active enterprises in t
16 91 1 Number of employees in the population of active enterprises in t
16 92 0 Number of persons employed in the population of births in t
16 92 1 Number of employees in the population of births in t
16 93 0 Number of persons employed in the population of deaths in t
16 93 1 Number of employees in the population of deaths in t
16 94 1 Number of persons employed in the population of enterprises newly born in t-1 having survived to t
16 94 2 Number of persons employed in the population of enterprises newly born in t-2 having survived to t
16 94 3 Number of persons employed in the population of enterprises newly born in t-3 having survived to t
16 94 4 Number of persons employed in the population of enterprises newly born in t-4 having survived to t
16 94 5 Number of persons employed in the population of enterprises newly born in t-5 having survived to t
16 95 1 Number of persons employed in the year of birth in the population of enterprises newly born in t-1 having survived to t
16 95 2 Number of persons employed in the year of birth in the population of enterprises newly born in t-2 having survived to t
16 95 3 Number of persons employed in the year of birth in the population of enterprises newly born in t-3 having survived to t
16 95 4 Number of persons employed in the year of birth in the population of enterprises newly born in t-4 having survived to t
16 95 5 Number of persons employed in the year of birth in the population of enterprises newly born in t-5 having survived to t
SECTION 6
First reference year
The first reference year for which annual statistics [...] are compiled is as follows:
Calendar year Code
2004 11 91 0, 11 92 0, 11 93 0, 16 91 0, 16 91 1, 16 92 0, 16 92 1, 16 93 0 and 16 93 1
2005 11 94 1, 16 94 1 and 16 95 1
2006 11 94 2, 16 94 2 and 16 95 2
2007 11 94 3, 16 94 3 and 16 95 3
2008 11 94 4, 16 94 4 and 16 95 4
2009 11 94 5, 16 94 5 and 16 95 5
SECTION 7
Report on the quality of statistics
The Member States shall produce quality reports that shall indicate the comparability of
SECTION 8
Production of results
-
1.The results are to be broken down to the level of the breakdown of activities listed in
Section 10.
-
2.Some results, to be determined in accordance with the regulatory procedure with
scrutiny referred to in Article 12 (2 a ) of this Regulation, [...] are also
to be broken down into size classes to the level of detail listed in Section 10, except
for NACE Rev. 2 Sections L, M and N [...] , where the breakdown is required
only to the group level.
-
3.Some results to be determined in accordance with the regulatory procedure with
scrutiny referred to in Article 12 (2 a ) of this Regulation [...] are also
to be broken down according to legal form to the level of the detail listed in Section
10, except for NACE Rev. 2 Sections L, M and N [...] , where the breakdown
is required only to the group level.
SECTION 9
Transmission of results
Preliminary results for characteristics related to enterprise deaths (11 93 0, 16 93 0, 16 93 1) are to
be transmitted within 18 months of the end of the calendar year of the reference period. Revised
results for these characteristics, following the confirmation of enterprise deaths after two years of
inactivity, are to be transmitted within 30 months of the same reference period. All other results are
to be transmitted within 18 months of the end of the calendar year of the reference period.
First results for reference years preceding the year of entry into force of this Regulation are to be
transmitted six months after the end of the year of entry into force of this Regulation.
Revised results for enterprise deaths (11 93 0, 16, 93 0, 16 93 1) of the reference years preceding
the year of entry into force of this Regulation are to be transmitted 18 months after the end of the
year of entry into force of this Regulation.
SECTION 10
Breakdown of activities
-
1.The data for the reference years 2004 to 2007 inclusive shall be provided using the following
breakdown referring to the NACE Rev. 1.1 classification: [...]
Section C
Mining and quarrying
To enable Community statistics to be compiled, Member States shall transmit component national
results broken down to the section level of NACE Rev. 1.1.
Section D
Manufacturing
To enable Community statistics to be compiled, Member States shall transmit component national
results broken down to the subsection level of NACE Rev. 1.1
Sections E and F
Electricity, gas and water supply and construction
To enable Community statistics to be compiled, Member States shall transmit component national
results broken down to the section level of NACE Rev. 1.1.
Section G
Wholesale and retail trade; repair of motor vehicles, motorcycles and personal and household
Section I
Transport, storage and communication
To enable Community statistics to be compiled, Member States shall transmit component national
results for the NACE Rev. 1.1 codes I, 60, 61, 62, 63, 64, 64.1 and 64.2.
Section J
Financial Intermediation
To enable Community statistics to be compiled, Member States shall transmit component national
results broken down to the division level of NACE Rev. 1.1.
Section K
Real estate, renting and business activities
NACE Rev. 1.1 class 74.15 is excluded from the scope of this Annex. To enable Community
statistics to be compiled, Member States shall transmit component national results broken down to
the class level of NACE Rev. 1.1.
-
2.The data for the reference year 2008 and onwards shall be provided using the following
breakdown of activities referring to the NACE Rev. 2 classification:
Section C
Manufacturing
To enable Community statistics to be compiled, Member States shall transmit component national
results for the NACE Rev. 2 codes C, 10+11+12, 13+14, 15, 16, 17+18, 19, 20+21, 22, 23, 24+25,
26+27, 28, 29+30, 31+32 and 33.
Sections D, E and F
Electricity, gas, steam and air conditioning supply; water supply, sewerage, waste management and
remediation activities; construction
To enable Community statistics to be compiled, Member States shall transmit component national
results broken down to the section level of NACE Rev. 2.
Section G
Wholesale and retail trade; repair of motor vehicles and motorcycles
To enable Community statistics to be compiled, Member States shall transmit component national
results for the NACE Rev. 2 codes G,, 45, 46, 47, 47.1, 47.2, 47.3, 47.4+47.5+47.6+47.7, and
47.8+47.9
Section J
Information and communication
To enable Community statistics to be compiled Member States shall transmit component national
results broken down to the division level of NACE Rev. 2 and further down to class level of NACE
Rev. 2 in division 62.
Section K
Financial and insurance activities
NACE Rev. 2 group 64.2 is excluded from the scope of this Annex. To enable Community statistics
to be compiled, Member States shall transmit component national results broken down to the
division level of NACE Rev. 2.
Sections L, M and N
Real estate activities; ; professional, scientific and technical activities; administrative and support
service activities
To enable Community statistics to be compiled, Member States shall transmit component national
results broken down to the class level of NACE Rev. 2.
Special aggregates
To enable Community statistics on business demography to be compiled for the Information and
Communication Technology sector, a number of special aggregates of the NACE Rev. 2
[...] shall be transmitted. These aggregates shall be determined in accordance with the
regulatory procedure with scrutiny referred to in Article 12 (2 a ) of this
Regulation.
-
3.Data on enterprises newly born in 2004, 2005, 2006 and 2007 are provided according to the
NACE REV.2 breakdown as well as defined in paragraph 2 of this section. This comprises
characteristics 11 92 0, 16 92 0 and 16 92 1 for the above reference years. These results are to be
provided together with data for reference year 2008.
SECTION 11
Recommendations manual
The Commission shall publish a recommendations manual in close co-operation with the Member
States, which contains supplementary guidance concerning the Community statistics produced
pursuant to this Annex. The recommendations manual shall be published when this Regulation
SECTION 12
Pilot studies
For the activities covered by this annex, the Commission shall institute the following pilot studies to
be carried out by Member States:
production of the data using the local unit as the statistical unit;
production of data on other demographic events than enterprise births, survivals and deaths, and
production of data on NACE Rev. 2 [...] Sections P, Q, R and S [...] .
[...]
SECTION 13
Transitional period
For the purposes of the detailed module defined in this Annex, the transitional period shall not
extend more than four years beyond the first reference years for the compilation of the statistics
ANNEX X
Repealed Regulation with its successive amendments
Council
Council
Council Regulation (EC, Euratom) No 58/97 (OJ No L 14, 17.1.1997, p. 1) without prejudice to
Article 14 of this Regulation.
Council Regulation (EC, Euratom) No 410/98 (OJ L 52, 21.2.1998, p. 1)
Article 1 of Commission Regulation (EC) No 1614/2002 (OJ L 244, 12.9.2002, p. 7)
Regulation (EC) No 2056/2002 of the European Parliament and of the Council (OJ L 317,
21.11.2002, p. 1)
Point 69 of Annex III of Regulation (EC) No 1882/2003 of the European Parliament and of the
Council (OJ L 284, 31.10.2003, p. 1)
Articles 11 and 20 and Annex II of Regulation (EC) No 1893/2006 of the European Parliament
ANNEX XI
CORRELATION TABLE
Council Regulation (EC, Euratom) No This Regulation
58/97
Article 1 Article 1
Article 2 Article 1
Article 3 Article 2
Article 4, paragraph 1 Article 3, paragraph 1
Article 4, paragraph 2 Article 3, paragraph 3
Article 5 Article 3, paragraph 2
-
-Article 3, paragraph 4
-
-Article 4
Article 6 Article 5
Article 7, paragraphs 1-3 Article 6, paragraphs 1-3
- [...]
Article 8 Article 7
Council Regulation (EC, Euratom) No This Regulation
58/97
Article 12, paragraphs (i) to (x) Article 11, [...] paragraph 1
-
-Article 11, [...] paragraph 2
Article 13 Article 12
Article 14 Article 13
Article 15 -
-
-Article 14
Article 16 Article 15
Annex 1, Sections 1 9 Annex I, Sections 1 9
Annex 1, Section 10, paragraphs 1 and 2 Annex I, Section 10, paragraphs 1 and 2, with deletions
Annex 1, Section 10, paragraphs 3 and 4 -
Annex 1, Section 11 Annex I, Section 11
Annex 2 Annex II
Annex 3, Sections 1 8 Annex III, Sections 1 - 8
Annex 3, Section 9 -
Annex 3, Section 10 Annex III, Section 9
Council Regulation (EC, Euratom) No This Regulation
58/97
Annex 4, Section 10 Annex IV, Section 9
-
-Annex V
-
-Annex VI
-
-Annex VII
-
-Annex VIII
-
-Annex IX
-
-Annex X
| publicatiedatum | 12-03-2007 |
|---|---|
| kenmerk | 7284/07 ADD 1 |
